DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Retirement Fund Management

Institutional managerAtlanta, GeorgiaCRD 126573SEC 801-69594websiteIAPD
Legal name Retirement Fund Management, LLC
Latest filing Apr 28, 2026
First filing on the tape Dec 19, 2011 · 18 filings
SEC status approved since Oct 2, 2008
RAUM
$770M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$770M
derived; firm RAUM over IAPD count
Employees
4
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$770M as of Apr 28, 2026
Mar 23, 2012$477M then
HNW client RAUM: $400,000
State-registered IARs (5.B.3)1 as of Apr 28, 2026
Mar 23, 20120 then
Employees (5.A)4 as of Apr 28, 2026
Mar 28, 20132 then
Private funds: no history
RAUM n/a over the last fiscal year+5.2% a year over three
Practice profile
derived from the filing of Apr 28, 2026; every figure names its basis
Archetypes, each a printed rule
  • Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
  • Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$770MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$77.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
4.0derivedItem 5.A over advisors
Advisors per office
0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pension and profit-sharing plans$770M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
10reported
Charitable clients
n/areported
Accounts
10reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Mark Edward MccoyAtlanta, GaJul 11, 200730 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Bailey Anne Mccoy · Secretarycontrol
    since 11/1995 · owns less than 5%
  • Edward Mark Mccoy · Managing Member, Chief Compliance Officer, Presidentcontrol
    since 11/1995 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
  • , 2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
  • low discretionary shareStatic outlier · filing Apr 28, 2026
    discretionary share of RAUM of 0% against a peer median of 100% (71 comparable advisers, 0.0th percentile, 33.7 robust deviations)
    peers: institutional managers, $500M to $1B (71) · 0.0% percentile
How anomalies are measured
What changed
consecutive filings, newest first
  • Non-discretionary RAUM · $712M to $770M
    May 2, 2025 to Apr 28, 2026
  • Pension RAUM · $712M to $770M
    May 2, 2025 to Apr 28, 2026
  • RAUM · $712M to $770M
    May 2, 2025 to Apr 28, 2026
  • Financial planning clients · unset to
    Mar 25, 2024 to May 2, 2025
  • Non-discretionary RAUM · $693M to $712M
    Mar 25, 2024 to May 2, 2025
  • Pension RAUM · $693M to $712M
    Mar 25, 2024 to May 2, 2025
  • RAUM · $693M to $712M
    Mar 25, 2024 to May 2, 2025
  • Accounts · 12 to 10
    Mar 28, 2023 to Mar 25, 2024
  • Advisory employees · 2 to 1
    Mar 28, 2023 to Mar 25, 2024
  • Pension plan clients · 12 to 10
    Mar 28, 2023 to Mar 25, 2024
  • Non-discretionary RAUM · $661M to $693M
    Mar 28, 2023 to Mar 25, 2024
  • Pension RAUM · $661M to $693M
    Mar 28, 2023 to Mar 25, 2024
  • RAUM · $661M to $693M
    Mar 28, 2023 to Mar 25, 2024
  • Accounts · 17 to 12
    Apr 1, 2021 to Mar 28, 2023
  • Pension plan clients · 17 to 12
    Apr 1, 2021 to Mar 28, 2023
  • Non-discretionary RAUM · $843M to $661M
    Apr 1, 2021 to Mar 28, 2023
  • Pension RAUM · $843M to $661M
    Apr 1, 2021 to Mar 28, 2023
  • RAUM · $843M to $661M
    Apr 1, 2021 to Mar 28, 2023
  • Accounts · 22 to 17
    Jun 29, 2020 to Apr 1, 2021
  • Individual clients · 3.0 to unset
    Jun 29, 2020 to Apr 1, 2021
  • Pension plan clients · 19 to 17
    Jun 29, 2020 to Apr 1, 2021
  • Discretionary RAUM · $276,376 to $0
    Jun 29, 2020 to Apr 1, 2021
  • Individual RAUM · 276376.0 to unset
    Jun 29, 2020 to Apr 1, 2021
  • Non-discretionary RAUM · $629M to $843M
    Jun 29, 2020 to Apr 1, 2021
  • Pension RAUM · $629M to $843M
    Jun 29, 2020 to Apr 1, 2021
  • RAUM · $629M to $843M
    Jun 29, 2020 to Apr 1, 2021
  • Advisory employees · 3 to 2
    Feb 27, 2020 to Mar 24, 2020
  • Employees · 5 to 4
    Feb 27, 2020 to Mar 24, 2020
  • State-registered IARs · 2 to 1
    Feb 27, 2020 to Mar 24, 2020
  • Discretionary RAUM · $215,035 to $276,376
    Feb 27, 2020 to Mar 24, 2020
  • Individual RAUM · $215,035 to $276,376
    Feb 27, 2020 to Mar 24, 2020
  • Non-discretionary RAUM · $509M to $629M
    Feb 27, 2020 to Mar 24, 2020
  • Pension RAUM · $509M to $629M
    Feb 27, 2020 to Mar 24, 2020
  • RAUM · $509M to $629M
    Feb 27, 2020 to Mar 24, 2020
  • Accounts · 24 to 22
    Mar 29, 2018 to Mar 28, 2019
  • Advisory employees · 2 to 3
    Mar 29, 2018 to Mar 28, 2019
  • Individual clients · unset to 3.0
    Mar 29, 2018 to Mar 28, 2019
  • Pension plan clients · 20 to 19
    Mar 29, 2018 to Mar 28, 2019
  • Employees · 3 to 5
    Mar 29, 2018 to Mar 28, 2019
  • Discretionary RAUM · $600,696 to $215,035
    Mar 29, 2018 to Mar 28, 2019
Signals
4 dated events
  • Retirement Fund Management reported RAUM $843.4M, up 34% from $629.2M (2020-06-29 to 2021-04-01)
    Apr 1, 2021 · RAUM change · derived
  • Ross Bradley Sims (Partner) no longer on Schedule A of Retirement Fund Management (listed 2019-03-28, absent 2020-02-27)
    Feb 27, 2020 · Control person left · inference
  • Bailey Anne Mccoy (Secretary) appeared on Schedule A of Retirement Fund Management
    Mar 28, 2019 · Control person joined · fact
  • Ross Bradley Sims (Partner) appeared on Schedule A of Retirement Fund Management
    Mar 28, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
linkedin.com/company/rfm401kreportedpublic record, Form ADV, Sep 17, 2026
Website
rfm401k.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
770-399-8803reportedpublic record, Form ADV, Apr 28, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Institutional managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$770Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026