DFX Intelligence

P••••• G••••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

P••••• G••••• C••••••••

Advisor at Q••••• W•••• A•••••••• L••

CHICAGO, IL

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Search this name across graphsid dfx:ria:394b7921-b88f-68aa-b147-ab358743a1e6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 6, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Q••••• W•••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
Q••••• W•••• A•••••••• L••	Independent wealth	Jul 23, 2026	n/a	yes	CHICAGO, IL	Current employment
I••••••••• A••••• I••••••••• M••••••••• L••	Bd affiliated wealth	Aug 20, 2024	Jun 8, 2026	no	Dallas, TX\|ORLANDO, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• A••••• I••••••••• M••••••••• L••	Q••••• W•••• A•••••••• L••	Jun 8, 2026	Jul 23, 2026	45	Firm change	Ibd to RIA
E•••••••• A•••••••• L••	I••••••••• A••••• I••••••••• M••••••••• L••	Apr 28, 2023	Aug 20, 2024

Relationships

Registered with (3)

→ Q••••• W•••• A•••••••• L••Registered adviserregistration: current employment
Jul 23, 2026 to presentfactForm ADV
→ I••••••••• A••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 20, 2024 to Jun 8, 2026factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 6, 2023 to Apr 28, 2023factForm ADV

Dated events

Occurred
Jun 8, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Apr 28, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:394b7921-b88f-68aa-b147-ab358743a1e6
First observed: Mar 6, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.