DFX Intelligence

B••••••• W•••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

B••••••• W•••••• C•••••

Advisor at C••• F•••••••• G••••

WORCESTER, MA

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Search this name across graphsid dfx:ria:3968c342-169b-c081-68e0-8d7c983201a2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 12, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• F•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• F•••••••• G••••	Independent wealth	Mar 8, 2022	n/a	yes	WORCESTER, MA	Current employment
L•••• A••••••• G••••	n/a	Jun 22, 2020	Sep 22, 2021	no	WORCESTER, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• A•••••• G••••• L••	L•••• A••••••• G••••	Mar 2, 2022	Jun 22, 2020	-618	Firm change after gap	Other
L•••• A••••••• G••••	C••• F•••••••• G••••	Sep 22, 2021	Mar 8, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
155216:287515:NJ:2022-03-02	Mar 2, 2022	Jun 22, 2020	MORRISTOWN, NJ	Firm change after gap
287515:317321:MA:2021-09-22	Sep 22, 2021	Mar 8, 2022	WORCESTER, MA	Firm change

Relationships

Registered with (3)

→ C••• F•••••••• G••••Registered adviserregistration: current employment
Mar 8, 2022 to presentfactForm ADV
→ P•••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Apr 12, 2016 to Mar 2, 2022factForm ADV
→ L•••• A••••••• G••••Registered adviserregistration: previous registration
Jun 22, 2020 to Sep 22, 2021factForm ADV

Dated events

Occurred
Mar 2, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3968c342-169b-c081-68e0-8d7c983201a2
First observed: Apr 12, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.