DFX Intelligence

D•••• W• T••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)38 years in industry

D•••• W• T••••••••

Advisor at B••••• F•••••• W••••• M••••••••• L••

Syracuse, NY | WEBSTER, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3971c993-4614-f935-fa93-47792480cf25

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Apr 7, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• F•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 9, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• F•••••• W••••• M••••••••• L••	Independent wealth	Aug 25, 2021	n/a	yes	Syracuse, NY\|WEBSTER, NY	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Mar 21, 2024	Dec 31, 2025	no	SYRACUSE, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	n/a	Dec 31, 2025	n/a	n/a	Departure no registered destination	Departure
C••••• A••••••• L••	B••••• F•••••• W••••• M••••••••• L••	Mar 21, 2024	Aug 25, 2021	-939

Team moves

••• Locked

Team	Left	Joined	From	Kind
10299:284920:NY:2024-03-21	Mar 21, 2024	Aug 25, 2021	SYRACUSE, NY	Firm change after gap

Relationships

Registered with (4)

→ B••••• F•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Aug 25, 2021 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 21, 2024 to Dec 31, 2025factForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Feb 28, 2012 to Mar 21, 2024factForm ADV
→ P•••••• W••• F•••••••• C••••••••• I••

Dated events

Occurred
Dec 31, 2025
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 21, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3971c993-4614-f935-fa93-47792480cf25
First observed: Apr 7, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.