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Advisor at KORHORN FINANCIAL GROUP
GRANGER, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KORHORN FINANCIAL GROUP | Independent wealth | Jan 7, 2022 | n/a | yes | GRANGER, IN | Current employment |
| KORHORN FINANCIAL GROUP | Independent wealth | Apr 15, 2004 | Dec 31, 2021 | no | GOSHEN, IN|GRANGER, IN|GRANGER, IN | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Mar 6, 2002 | May 13, 2004 | no | GRANGER, IN | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Dec 14, 1998 | Dec 31, 2005 | no | SOUTH BEND, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | SECURITIES AMERICA ADVISORS, INC. | Dec 31, 2005 | Mar 6, 2002 | -1,396 | Firm change after gap | Other |
| SECURITIES AMERICA ADVISORS, INC. | KORHORN FINANCIAL GROUP | May 13, 2004 | Apr 15, 2004 | -28 | Firm change | Other |