DFX Intelligence

T••• D•••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorPersonal Financial Specialist36 years in industry

T••• D•••• W•••••••

Advisor at L••••••• W••••• L••

MINNETONKA, MN

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Search this name across graphsid dfx:ria:397cc12c-7462-c221-52d9-0beab6d47a9a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 28, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••••• W••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 22, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••••• W••••• L••	Independent wealth	Mar 1, 2018	n/a	yes	MINNETONKA, MN	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	May 13, 2016	Feb 27, 2018	no	MINNETONKA, MN\|Austin, TX\|AUSTIN, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	L••••••• W••••• L••	Feb 27, 2018	Mar 1, 2018	2	Firm change	Other
N•••••••• P•••••••• L••	K••••• A••••••• S•••••••• L••	May 12, 2016	May 13, 2016

Relationships

Registered with (3)

→ L••••••• W••••• L••Registered adviserregistration: current employment
Mar 1, 2018 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
May 13, 2016 to Feb 27, 2018factForm ADV
→ N•••••••• P•••••••• L••Registered adviserregistration: previous registration
Oct 28, 2014 to May 12, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:397cc12c-7462-c221-52d9-0beab6d47a9a
First observed: Oct 28, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.