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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

LEGACIES WEALTH LLC

CRD 143138

MINNETONKA, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:13e052f8-1441-6d41-d469-5bca2b2526f3

Data as of May 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 3
On other graphs: 0
Observed: Feb 24, 2012 to May 29, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $505MItem 5.F on the latest filing (2026-05-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $413M
Private client RAUM: $498MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $126Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 298
Individual clients: 32
High net worth clients: 52
Custody, client assets: $9.0M
SEC number: 801-99370
CIK: 1755933
CRD: 143138
Filings on the tape: 26
First filed: Feb 24, 2012
Latest filed: May 29, 2026
Organised: Limited Liability Company, SD

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
TODD DAVID WITCRAFT	Personal Financial Specialist	MINNETONKA, MN	8	36	2	no
Jose Asencion Cabrera	n/a	MINNETONKA, MN	4	13	n/a	no
Alex Gregory Wattermann	n/a	MINNETONKA, MN	2	11	n/a	no
John Witcraft	n/a	MINNETONKA, MN	0	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
1119 HOLDINGS LLC	Member	C	yes	01/2023	Feb 21, 2023	Mar 15, 2024
DOUGHERTY FINANCIAL GROUP LLC	Member	D	yes	03/2012	Feb 24, 2012	Mar 15, 2024
DOUGHERTY, MICHAEL, EMMETT	Trustee	D	yes	04/2014	Feb 24, 2012	Mar 15, 2024
MICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006	Member	D	yes	04/2014	May 29, 2015	Mar 15, 2024
WITCRAFT, TODD, DAVID	CHIEF EXECUTIVE OFFICER, TREASURER, CCO	C	yes	03/2018	Mar 1, 2018	Mar 15, 2024
WITCRAFT, TODD, DAVID	Member	C	yes	01/2023	Mar 1, 2018	Mar 15, 2024
Dinzeo, Paul, John	Member	F	no	01/2023	Feb 21, 2023	Mar 15, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DOUGHERTY TAX AND ACCOUNTING LLC	n/a	n/a	n/a	N	yes	n/a
DOUGHERTY TRUST COMPANY, LLC	n/a	n/a	n/a	N	yes	Sd

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 25, 2026	$505M	$413M	5	3	0	n/a	n/a
2024	Mar 6, 2025	$418M	$347M	4	3	0	n/a	n/a
2023	Mar 15, 2024	$352M	$300M	3	3	0	n/a	n/a
2022	Feb 21, 2023	$324M	$266M	4	2	0	n/a	n/a
2021	Feb 15, 2022	$310M	$272M	4	3	0	n/a	n/a
2020	Feb 15, 2021	$291M	$249M	3	2	0	n/a	n/a
2019	Feb 20, 2020	$112M	$92.5M	2	2	0	n/a	n/a
2018	Mar 22, 2019	$94.9M	$80.7M	2	2	1	n/a	n/a
2017	Feb 12, 2018	n/a	n/a	2	1	1	n/a	n/a
2016	Mar 30, 2017	n/a	n/a	2	1	n/a	n/a	n/a
2015	Mar 30, 2016	n/a	n/a	2	1	n/a	n/a	n/a
2011	Feb 24, 2012	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$505M	$418M	20.9%	$324M	16.0%	5	4	0	0

Relationships

Registered with (6)

← John WitcraftAdvisorregistration: current employment
May 29, 2026 to presentfactForm ADV
← Alex Gregory WattermannAdvisorregistration: current employment
Mar 5, 2024 to presentfactForm ADV
← Jose Asencion CabreraAdvisorregistration: current employment
Apr 2, 2022 to presentfactForm ADV
← TODD DAVID WITCRAFTAdvisorregistration: current employment
Mar 1, 2018 to presentfactForm ADV
← Kyle Jacob KolbAdvisorregistration: previous registration
Apr 5, 2022 to Dec 7, 2022factForm ADV
← JENNIFER ARDELLA ENTER ARPSAdvisorregistration: previous registration
Jun 22, 2012 to Oct 30, 2018factForm ADV

Affiliated with (1)

← THE CLIFTON GROUP INVESTMENT MANAGEMENT COMPANYRegistered adviserother investment adviser, common control
factForm ADV

Controls (5)

← WITCRAFT, TODD, DAVIDOwnerMEMBER, ownership code C, individual
Mar 1, 2018 to Mar 15, 2024factForm ADV
← DOUGHERTY, MICHAEL, EMMETTOwnerTRUSTEE, ownership code D, individual
Feb 24, 2012 to Mar 15, 2024factForm ADV
← 1119 HOLDINGS LLCOwnerMEMBER, ownership code C, domestic entity
Feb 21, 2023 to Mar 15, 2024factForm ADV
← DOUGHERTY FINANCIAL GROUP LLCOwnerMEMBER, ownership code D, domestic entity
Feb 24, 2012 to Mar 15, 2024factForm ADV
← MICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006OwnerMEMBER, ownership code D, domestic entity
May 29, 2015 to Mar 15, 2024factForm ADV

Owns (1)

← Dinzeo, Paul, JohnOwnerMEMBER, ownership code F, individual
Feb 21, 2023 to Mar 15, 2024factForm ADV

Dated events

Occurred
Dec 7, 2022
Advisor changed firm
Kyle Jacob Kolb left Legacies Wealth Llc for Cresset Asset Management, Llc (registered 2023-03-17)
Form ADVobserved 6 days ago
Occurred
Jul 17, 2020
Regulatory AUM changed
Legacies Wealth Llc reported RAUM $236.5M, up 112% from $111.5M (2020-06-19 to 2020-07-17)
Form ADVobserved 6 days ago
$125M
Occurred
May 29, 2015
First Form ADV filing
Dougherty Wealth Advisers Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:13e052f8-1441-6d41-d469-5bca2b2526f3
First observed: Feb 24, 2012
Last observed: May 29, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LEGACIES WEALTH LLC

CRD 143138

MINNETONKA, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:13e052f8-1441-6d41-d469-5bca2b2526f3

Data as of May 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:14 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

TODD DAVID WITCRAFT

Personal Financial Specialist

MINNETONKA, MN

Jose Asencion Cabrera

n/a

MINNETONKA, MN

n/a

Alex Gregory Wattermann

n/a

MINNETONKA, MN

n/a

John Witcraft

n/a

MINNETONKA, MN

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

1119 HOLDINGS LLC

Member

yes

01/2023

Feb 21, 2023

Mar 15, 2024

DOUGHERTY FINANCIAL GROUP LLC

Member

yes

03/2012

Feb 24, 2012

Mar 15, 2024

DOUGHERTY, MICHAEL, EMMETT

Trustee

yes

04/2014

Feb 24, 2012

Mar 15, 2024

MICHAEL E. DOUGHERTY REVOCABLE TRUST DATED MARCH 27, 2006

Member

yes

04/2014

May 29, 2015

Mar 15, 2024

WITCRAFT, TODD, DAVID

CHIEF EXECUTIVE OFFICER, TREASURER, CCO

yes

03/2018

Mar 1, 2018

Mar 15, 2024

WITCRAFT, TODD, DAVID

Member

yes

01/2023

Mar 1, 2018

Mar 15, 2024

Dinzeo, Paul, John

Member

01/2023

Feb 21, 2023

Mar 15, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DOUGHERTY TAX AND ACCOUNTING LLC

n/a

yes

n/a

DOUGHERTY TRUST COMPANY, LLC

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 25, 2026

$505M

$413M

n/a

2024

Mar 6, 2025

$418M

$347M

n/a

2023

Mar 15, 2024

$352M

$300M

n/a

2022

Feb 21, 2023

$324M

$266M

n/a

2021

Feb 15, 2022

$310M

$272M

n/a

2020

Feb 15, 2021

$291M

$249M

n/a

2019

Feb 20, 2020

$112M

$92.5M

n/a

2018

Mar 22, 2019

$94.9M

$80.7M

n/a

2017

Feb 12, 2018

n/a

2016

Mar 30, 2017

n/a

2015

Mar 30, 2016

n/a

2011

Feb 24, 2012

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$505M

$418M

20.9%

$324M

16.0%