DFX Intelligence

H••••• R• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

H••••• R• S••••••••

Advisor at A••••••• F•••••••• L••

ST. LOUIS PARK, MN

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Search this name across graphsid dfx:ria:397d9a6c-f2f8-20d2-a784-3ad6a7a02246

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 28, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• F•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• F•••••••• L••	Independent wealth	Jun 24, 2024	n/a	yes	ST. LOUIS PARK, MN	Current employment
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Nov 28, 2023	Jan 30, 2024	no	Minnetonka, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• M••••• I••••••••• S•••••••••	A••••••• F•••••••• L••	Jan 30, 2024	Jun 24, 2024	146	Firm change	Other

Relationships

Registered with (2)

→ A••••••• F•••••••• L••Registered adviserregistration: current employment
Jun 24, 2024 to presentfactForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Nov 28, 2023 to Jan 30, 2024factForm ADV

Dated events

Occurred
Jan 30, 2024
Advisor changed firm
H••••• R• S•••••••• left N••••••••• M••••• I••••••••• S••••••••• for A••••••• F•••••••• L•• (registered 2024-06-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:397d9a6c-f2f8-20d2-a784-3ad6a7a02246
First observed: Nov 28, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.