DFX Intelligence

M••••••• L••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

M••••••• L••• S••••••••

Advisor at N•••••••• B••••• B• L••

Nashville, TN | NEW YORK, NY

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Search this name across graphsid dfx:ria:398039fb-9ea6-f6f1-6303-5fe7f9fe5554

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 18, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• B••••• B• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Aug 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• B••••• B• L••	No RAUM reported	Apr 10, 2019	n/a	yes	NEW YORK, NY\|Nashville, TN	Current employment
J•••• I••••••••• R••••••• I••	Mixed wealth	Nov 18, 2011	Apr 1, 2019	no	XENIA, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J•••• I••••••••• R••••••• I••	N•••••••• B••••• B• L••	Apr 1, 2019	Apr 10, 2019	9	Firm change	Other

Relationships

Registered with (2)

→ N•••••••• B••••• B• L••Registered adviserregistration: current employment
Apr 10, 2019 to presentfactForm ADV
→ J•••• I••••••••• R••••••• I••Registered adviserregistration: previous registration
Nov 18, 2011 to Apr 1, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:398039fb-9ea6-f6f1-6303-5fe7f9fe5554
First observed: Nov 18, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.