A•• L• M•••••

Advisor at A••••• F•••••••• P•••••••• I•••

DOWNERS GROVE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:39810322-b25e-2686-d445-260e07a84698

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Jun 15, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• F•••••••• P•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 10, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• F•••••••• P•••••••• I•••	Independent wealth	Jan 31, 2023	n/a	yes	DOWNERS GROVE, IL	Current employment
E••••• J••••	National bd RIA	Oct 17, 2022	Jan 24, 2023	no	Wheaton, IL\|ST LOUIS, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	A••••• F•••••••• P•••••••• I•••	Jan 24, 2023	Jan 31, 2023	7	Firm change	Ibd to RIA
N••••••• T•••• I••••••••• I•••••••••	E••••• J••••	Jul 19, 2022	Oct 17, 2022

Relationships

Registered with (8)

→ A••••• F•••••••• P•••••••• I•••Registered adviserregistration: previous registration
Oct 12, 2016 to Apr 29, 2022factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Oct 17, 2022 to Jan 24, 2023factForm ADV
→ N••••••• T•••• I••••••••• I•••••••••Registered adviserregistration: previous registration
Apr 28, 2022 to Jul 19, 2022factForm ADV
→ P•••••• M•• A•••••••• I•••

Dated events

Occurred
Jan 24, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jul 19, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Apr 29, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:39810322-b25e-2686-d445-260e07a84698
First observed: Jun 15, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.