DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Amy L Marker

Ausdal Financial Partners, Inc.independent RIADowners Grove, Ildual registrantIAPD 2549427

Feed of 09/14/2026

Also filed as Amy Lynn Marker

At current firm

3 y

since Jan 31, 2023

In the industry

31 y

since Jan 10, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Ausdal Financial Partners, Inc. independent RIA current
since Jan 31, 2023 · Downers Grove, Il
Edward Jones national BD
Oct 17, 2022 to Jan 24, 2023 · Wheaton, Il
Northern Trust Investments, Incorporated asset manager
Apr 28, 2022 to Jul 19, 2022 · Chicago, Il
Ausdal Financial Partners, Inc. independent RIA
Oct 12, 2016 to Apr 29, 2022 · Downers Grove, Il
Prudent Man Advisors, Inc. former
Oct 2, 2014 to Sep 21, 2016 · Naperville, Il
Kovitz Investment Group, LLC former
May 7, 2014 to Oct 1, 2014 · Chicago, Il
Brooklight Place Securities, Inc. unclassified
Jun 15, 2009 to Mar 28, 2014 · Fountain Hills, Az
Strategic Advisers LLC national BD
Jun 8, 2007 to Mar 23, 2009 · Schaumburg, Il
T. Rowe Price Advisory Services, Inc. BD affiliated
Jun 15, 2001 to Apr 26, 2007 · Oak Brook, Il

Moves

a registration end followed by a registration begin elsewhere

Edward Jones to Ausdal Financial Partners, Inc.
left Jan 24, 2023, registered Jan 31, 2023 (7 days) · Affiliated broker-dealer or bank to independent RIA
Northern Trust Investments, Incorporated to Edward Jones
left Jul 19, 2022, registered Oct 17, 2022 (90 days) · Other
Ausdal Financial Partners, Inc. to Northern Trust Investments, Incorporated
left Apr 29, 2022, registered Apr 28, 2022 (-1 days) · Other
Prudent Man Advisors, Inc. to Ausdal Financial Partners, Inc.
left Sep 21, 2016, registered Oct 12, 2016 (21 days) · Other
Kovitz Investment Group, LLC to Prudent Man Advisors, Inc.
left Oct 1, 2014, registered Oct 2, 2014 (1 days) · Other
Brooklight Place Securities, Inc. to Kovitz Investment Group, LLC
left Mar 28, 2014, registered May 7, 2014 (40 days) · Other
Strategic Advisers LLC to Brooklight Place Securities, Inc.
left Mar 23, 2009, registered Jun 15, 2009 (84 days) · Other
T. Rowe Price Advisory Services, Inc. to Strategic Advisers LLC
left Apr 26, 2007, registered Jun 8, 2007 (43 days) · Other

Signals

Amy L Marker left Edward Jones for Ausdal Financial Partners, Inc. (registered 2023-01-31)
Jan 24, 2023 · Advisor changed firm · fact
Amy L Marker left Northern Trust Investments, Incorporated for Edward Jones (registered 2022-10-17)
Jul 19, 2022 · Advisor changed firm · fact
Amy L Marker left Ausdal Financial Partners, Inc. for Northern Trust Investments, Incorporated (registered 2022-04-28)
Apr 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address