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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

ROGER P TENNYSON

Advisor at GRADIENT WEALTH MANAGEMENT

ARDEN HILLS, MN | Newport Beach, CA

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Search this name across graphsid dfx:ria:398653c3-4eef-f8eb-1c47-9bdd2fd1f8a5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 19, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GRADIENT WEALTH MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 2, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 13
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Aug 2, 2005
First registration: Jul 19, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 4980812

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GRADIENT WEALTH MANAGEMENT	Bd affiliated wealth	Feb 26, 2015	n/a	yes	ARDEN HILLS, MN\|Newport Beach, CA	Current employment
GRADIENT ADVISORS, LLC	Independent wealth	Oct 2, 2014	Feb 24, 2015	no	HILTON HEAD ISLAND, SC\|ARDEN HILLS, MN\|HILTON HEAD ISLAND, SC	Previous registration
WSG ADVISORS, LLC	n/a	May 8, 2014	Oct 16, 2014	no	BLUFFTON, SC	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jul 19, 2006	Apr 30, 2014	no	HILTON HEAD ISLAND, SC\|CARLSBAD, CA\|BROADVIEW HTS, OH\|HILTON HEAD ISLAND, SC\|ATLANTA, GA\|INDIANAPOLIS, IN\|SAVANNAH, GA\|INDIANAPOLIS, IN\|AURORA, IL\|GRAND RAPIDS, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GRADIENT ADVISORS, LLC	GRADIENT WEALTH MANAGEMENT	Feb 24, 2015	Feb 26, 2015	2	Firm change	Other
WSG ADVISORS, LLC	GRADIENT ADVISORS, LLC	Oct 16, 2014	Oct 2, 2014	-14	Firm change	Other
MSI FINANCIAL SERVICES, INC.	WSG ADVISORS, LLC	Apr 30, 2014	May 8, 2014	8	Firm change	Other

Relationships

Registered with (4)

→ GRADIENT WEALTH MANAGEMENTRegistered adviserregistration: current employment
Feb 26, 2015 to presentfactForm ADV
→ GRADIENT ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 2, 2014 to Feb 24, 2015factForm ADV
→ WSG ADVISORS, LLCRegistered adviserregistration: previous registration
May 8, 2014 to Oct 16, 2014factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 19, 2006 to Apr 30, 2014factForm ADV

Dated events

No dated event names this entity yet.