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Advisor at COMMONWEALTH FINANCIAL NETWORK
Weatherford, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Feb 20, 2024 | n/a | yes | Weatherford, TX | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jul 12, 2017 | Feb 22, 2024 | no | WEATHERFORD, TX | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 17, 2016 | Jul 6, 2017 | no | WEATHERFORD, TX|FORT WORTH, TX | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Aug 19, 2014 | Nov 24, 2015 | no | HUDSON OAKS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | COMMONWEALTH FINANCIAL NETWORK | Feb 22, 2024 | Feb 20, 2024 | -2 | Firm change | Ibd to ibd |
| LPL FINANCIAL LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jul 6, 2017 | Jul 12, 2017 | 6 | Firm change | Other |
| FSC SECURITIES CORPORATION | LPL FINANCIAL LLC | Nov 24, 2015 | Feb 17, 2016 | 85 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:8032:TX:2024-02-21 | Feb 22, 2024 | Feb 20, 2024 | WEATHERFORD, TX | Firm change |