DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Oct 23, 2009 | n/a | yes | NASHVILLE, TN|NAPLES, FL|FRANKLIN, TN | Current employment |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | Oct 31, 2008 | Oct 23, 2009 | no | DAVIDSON, NC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••• O• A•••••• I••••••••• S•••••••• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Oct 23, 2009 | Oct 23, 2009 | 0 | Bulk transfer | Other |
| W•••• F•••• A••••••• | B••• O• A•••••• I••••••••• S•••••••• I••• | Nov 4, 2008 | Oct 31, 2008 |
| W•••• F•••• A••••••• | Wirehouse | Dec 6, 2004 | Nov 4, 2008 | no | MOORESVILLE, NC|STATESVILLE, NC|STATESVILLE, NC|STATESVILLE, NC|STATESVILLE, NC|STATESVILLE, NC|STATESVILLE, NC|CHARLOTTE, NC|STATESVILLE, NC | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Sep 25, 2002 | Dec 7, 2004 | no | HUNTERSVILLE, NC | Previous registration |
| -4 |
| Firm change |
| Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | W•••• F•••• A••••••• | Dec 7, 2004 | Dec 6, 2004 | -1 | Firm change | Wirehouse to wirehouse |