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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

JOHN VINCENT STILLEY

Advisor at CHARLES SCHWAB & CO., INC.

Westlake, TX | MURRELLS INLET, SC

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Search this name across graphsid dfx:ria:399ab095-0d5c-7a48-2a27-76c83c67f546

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Dec 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 5, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: May 5, 1998
First registration: Dec 31, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 1711253

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Nov 23, 2011	n/a	yes	MURRELLS INLET, SC\|Westlake, TX	Current employment
TD AMERITRADE, INC.	Former SEC adviser	Oct 9, 2020	Oct 14, 2022	no	OMAHA, NE\|Murrells Inlet, SC	Previous registration
MID ATLANTIC FINANCIAL MANAGEMENT, INC.	Former SEC adviser	Mar 23, 2010	Oct 25, 2011	no	HUNTERSVILLE, NC	Previous registration
THE NEWPORT GROUP OF NORTH CAROLINA, INC.	n/a	Jul 15, 2004	Aug 16, 2006	no	CHARLOTTE, NC	Previous registration
NEWPORT GROUP SECURITIES, INC.	Former SEC adviser	Oct 30, 2002	Sep 26, 2008	no	LAKE MARY, FL\|Lake Mary, FL\|CHARLOTTE, NC	Previous registration
THE NEWPORT GROUP OF NORTH CAROLINA, INC.	n/a	Dec 31, 2001	Nov 21, 2003	no	CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE, INC.	n/a	Oct 14, 2022	n/a	n/a	Departure no registered destination	Departure
MID ATLANTIC FINANCIAL MANAGEMENT, INC.	CHARLES SCHWAB & CO., INC.	Oct 25, 2011	Nov 23, 2011	29	Firm change	Other
NEWPORT GROUP SECURITIES, INC.	THE NEWPORT GROUP OF NORTH CAROLINA, INC.	Sep 26, 2008	Jul 15, 2004	-1,534	Firm change after gap	Other
THE NEWPORT GROUP OF NORTH CAROLINA, INC.	MID ATLANTIC FINANCIAL MANAGEMENT, INC.	Aug 16, 2006	Mar 23, 2010	1,315	Firm change after gap	Other
THE NEWPORT GROUP OF NORTH CAROLINA, INC.	NEWPORT GROUP SECURITIES, INC.	Nov 21, 2003	Oct 30, 2002	-387	Firm change after gap	Other

Relationships

Registered with (5)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Nov 23, 2011 to presentfactForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Oct 9, 2020 to Oct 14, 2022factForm ADV
→ MID ATLANTIC FINANCIAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Mar 23, 2010 to Oct 25, 2011factForm ADV
→ NEWPORT GROUP SECURITIES, INC.Registered adviserregistration: previous registration
Oct 30, 2002 to Sep 26, 2008factForm ADV
→ THE NEWPORT GROUP OF NORTH CAROLINA, INC.Registered adviserregistration: previous registration
Jul 15, 2004 to Aug 16, 2006factForm ADV

Dated events

Occurred
Oct 14, 2022
Advisor departed, no destination yet
John Vincent Stilley no longer registered at Td Ameritrade, Inc.; no later IA registration on IAPD
Form ADVobserved 6 days ago