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CRD 168458
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| F••••••• M••••••• P•••• | CHIEF COMPLIANCE OFFICER | Na | yes | 10/2017 | Oct 6, 2017 | May 22, 2018 |
| L••••• R•••••• M• | TRUSTEE OF N•• B••••••••• T•••• | E | yes | 10/2014 | Mar 15, 2017 | May 22, 2018 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| M••••• C••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2017 | May 22, 2018 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2017 | $8.5M | $10.5M | -18.4% | $100,000 | 340.2% | 3 | 10 | 1 | n/a |
| Owner |
| E |
| yes |
| 10/2014 |
| Nov 29, 2016 |
| May 22, 2018 |
| R••••••• B••••••• C••• | Ceo | Na | yes | 10/2017 | Jun 13, 2014 | May 22, 2018 |
| R••••••• C•••• A••••• | Ceo | Na | yes | 01/2017 | Mar 15, 2017 | May 22, 2018 |
| $8.5M |
| $8.5M |
| 3 |
| 3 |
| 1 |
| n/a |
| n/a |
| 2016 | Mar 15, 2017 | $10.5M | $10.5M | 10 | 5 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $10.7M | $10.7M | 10 | 6 | n/a | n/a | n/a |
| 2014 | Mar 27, 2015 | $100,000 | $100,000 | 8 | 2 | n/a | n/a | n/a |