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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

FOREFRONT CAPITAL MARKETS LLC

CRD 151812

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:da166619-3ad7-1ab3-c417-71f97669e392

Data as of Jun 18, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 1
Observed: Jul 23, 2014 to Jun 18, 2015
4 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Forefront Capital Markets LLC

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $41.6MItem 5.F on the latest filing (2015-06-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $41.6M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 37
Advisory employees: 1
Accounts: 163
SEC number: 801-80131
CRD: 151812
Filings on the tape: 4
First filed: Jul 23, 2014
Latest filed: Jun 18, 2015
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FOREFRONT CAPITAL HOLDINGS, LLC	OWNER-SHAREHOLDER	E	yes	06/2009	Jul 23, 2014	Jun 18, 2015
REIFLER, BRADLEY CARL	Member	E	yes	02/2012	Jul 23, 2014	Jun 18, 2015
REIFLER, BRADLEY CARL	CHIEF EXECUTIVE OFFICER	Na	yes	06/2009	Jul 23, 2014	Jun 18, 2015
WASITOWSKI, DAVID ALLAN	CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER	Na	yes	06/2009	Jul 23, 2014	Jun 18, 2015
ENGEL, CHRISTOPHER E	Member	F	no	02/2013	Jul 23, 2014	Jun 18, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FOREFRONT CAPITAL ADVISORS, LLC	n/a	Former SEC adviser	$8.5M	N	yes	n/a

Relationships

Affiliated with (2)

→ FOREFRONT CAPITAL ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← FOREFRONT CAPITALRegistered adviserbroker-dealer, common control
factForm ADV

Owns (1)

← ENGEL, CHRISTOPHER EOwnerMEMBER, ownership code F, individual
Jul 23, 2014 to presentfactForm ADV

Controls (3)

← REIFLER, BRADLEY CARLOwnerMEMBER, ownership code E, individual
Jul 23, 2014 to presentfactForm ADV
← WASITOWSKI, DAVID ALLANOwnerCHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 23, 2014 to presentfactForm ADV
← FOREFRONT CAPITAL HOLDINGS, LLCOwnerOWNER-SHAREHOLDER, ownership code E, domestic entity
Jul 23, 2014 to presentfactForm ADV

Dated events

Occurred
Jul 23, 2014
First Form ADV filing
Forefront Capital Markets Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:da166619-3ad7-1ab3-c417-71f97669e392
First observed: Jul 23, 2014
Last observed: Jun 18, 2015 137 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FOREFRONT CAPITAL MARKETS LLC

CRD 151812

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:da166619-3ad7-1ab3-c417-71f97669e392

Data as of Jun 18, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:13 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FOREFRONT CAPITAL HOLDINGS, LLC

OWNER-SHAREHOLDER

yes

06/2009

Jul 23, 2014

Jun 18, 2015

REIFLER, BRADLEY CARL

Member

yes

02/2012

Jul 23, 2014

Jun 18, 2015

REIFLER, BRADLEY CARL

CHIEF EXECUTIVE OFFICER

yes

06/2009

Jul 23, 2014

Jun 18, 2015

WASITOWSKI, DAVID ALLAN

CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER

yes

06/2009

Jul 23, 2014

Jun 18, 2015

ENGEL, CHRISTOPHER E

Member

02/2013

Jul 23, 2014

Jun 18, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FOREFRONT CAPITAL ADVISORS, LLC

n/a

Former SEC adviser

$8.5M

yes

n/a