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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

KEYBANC CAPITAL MARKETS RESEARCH, LLC

KBCM RESEARCH LLC, CRD 326557

CLEVELAND, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:39b0ff5e-4efc-eda3-b759-e22b5d781b11

Data as of Jun 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: May 4, 2023 to Jun 3, 2026
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=75.0
Regulatory AUM: $0Item 5.F on the latest filing (2026-06-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 80
Advisory employees: 71
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 0
SEC number: 801-128103
CRD: 326557
Filings on the tape: 9
First filed: May 4, 2023
Latest filed: Jun 3, 2026
Organised: Limited Liability Company, OH
Website: key.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KEYBANC CAPITAL MARKETS INC.	Owner	E	yes	04/2023	May 4, 2023	Jul 25, 2024
Keycorp	PARENT / HOLD CO	E	yes	04/2023	May 4, 2023	Jul 25, 2024
ORTIZ, BLANCA, E	CHIEF COMPLIANCE OFFICER	Na	yes	04/2023	May 4, 2023	Jul 25, 2024
PREISER, DOUGLAS, WILLIAM	COO, KEYBANC CAPTIAL MARKETS	Na	yes	07/2024	Jul 25, 2024	Jul 25, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
KEYBANC CAPITAL MARKETS INC	n/a	n/a	n/a	N	yes	n/a
KEYBANC CAPITAL MARKETS INC.	n/a	n/a	n/a	Y	no	n/a
KEYBANK NATIONAL ASSOCIATION	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 6, 2026	$0	$0	80	71	n/a	n/a
2024	Feb 28, 2025	$0	$0	89	80	n/a	n/a
2023	Mar 7, 2024	n/a	n/a	84	74	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$0	$0	n/a	n/a	n/a	80	89	0	0

Relationships

Controls (4)

← PREISER, DOUGLAS, WILLIAMOwnerCOO, KEYBANC CAPTIAL MARKETS, ownership code NA, individual
Jul 25, 2024 to Jul 25, 2024factForm ADV
← ORTIZ, BLANCA, EOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 4, 2023 to Jul 25, 2024factForm ADV
← KEYBANC CAPITAL MARKETS INC.OwnerOWNER, ownership code E, domestic entity
May 4, 2023 to Jul 25, 2024factForm ADV
← KEYCORPOwnerPARENT / HOLD CO, ownership code E, domestic entity
May 4, 2023 to Jul 25, 2024factForm ADV

Dated events

Occurred
Jul 25, 2024
Control person joined
William Douglas Preiser (Coo, Keybanc Captial Markets) appeared on Schedule A of Keybanc Capital Markets Research, Llc
Form ADVobserved 4 days ago
Occurred
Jul 25, 2024
Control person left
Michael Kevin Kruszenski (Head Of Institutional Equities) no longer on Schedule A of Keybanc Capital Markets Research, Llc (listed 2024-03-07, absent 2024-07-25)
Form ADVobserved 4 days ago
Occurred
May 4, 2023
First Form ADV filing
Keybanc Capital Markets Research, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:39b0ff5e-4efc-eda3-b759-e22b5d781b11
First observed: May 4, 2023
Last observed: Jun 3, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KEYBANC CAPITAL MARKETS RESEARCH, LLC

KBCM RESEARCH LLC, CRD 326557

CLEVELAND, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:39b0ff5e-4efc-eda3-b759-e22b5d781b11

Data as of Jun 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:36 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KEYBANC CAPITAL MARKETS INC.

Owner

yes

04/2023

May 4, 2023

Jul 25, 2024

Keycorp

PARENT / HOLD CO

yes

04/2023

May 4, 2023

Jul 25, 2024

ORTIZ, BLANCA, E

CHIEF COMPLIANCE OFFICER

yes

04/2023

May 4, 2023

Jul 25, 2024

PREISER, DOUGLAS, WILLIAM

COO, KEYBANC CAPTIAL MARKETS

yes

07/2024

Jul 25, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

KEYBANC CAPITAL MARKETS INC

n/a

yes

n/a

KEYBANC CAPITAL MARKETS INC.

n/a

KEYBANK NATIONAL ASSOCIATION

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 6, 2026

n/a

2024

Feb 28, 2025

n/a

2023

Mar 7, 2024

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

n/a