DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K•••••• C•••••• M•••••• R•••••••• L••
Legal name K••• R••••••• L••
Latest filing Jun 3, 2026
First filing on the tape May 4, 2023 · 9 filings
SEC status approved since Oct 6, 2023
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
80
71 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$0 as of Jun 3, 2026
Feb 28, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 3, 2026
Mar 7, 20240 then
Employees (5.A)80 as of Jun 3, 2026
Mar 7, 202484 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jun 3, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- otherreportedItem 5.E
- Advisory activities
- otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 0reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- n/areported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=75.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- O••••• B•••••• E• · Chief Compliance Officercontrolsince 04/2023 · owns less than 5%
- P••••••• D••••••• W•••••• · Coo, K•••••• Captial M••••••controlsince 07/2024 · owns less than 5%
Entity owners
- K•••••• C•••••• M•••••• I••• · Ownerdirect · owns 75% or more
- K•••••• · Parent / Hold Coindirect · owns 75% or more of K•••••• C•••••• M•••••• I••• · public reporting company
Related persons
Schedule D 7.A
- K•••••• C•••••• M•••••• I••bankn
- K•••••• C•••••• M•••••• I•••broker-dealery
- K•••••• N••••••• A•••••••••n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 80 to 71Feb 28, 2025 to Mar 6, 2026
- BD registered reps · 84 to 75Feb 28, 2025 to Mar 6, 2026
- Employees · 89 to 80Feb 28, 2025 to Mar 6, 2026
- Accounts · unset to 0.0Jul 25, 2024 to Feb 28, 2025
- Advisory employees · 74 to 80Jul 25, 2024 to Feb 28, 2025
- BD registered reps · 79 to 84Jul 25, 2024 to Feb 28, 2025
- Employees · 84 to 89Jul 25, 2024 to Feb 28, 2025
- Financial planning clients · 0 to 0Jul 25, 2024 to Feb 28, 2025
- Discretionary RAUM · unset to 0.0Jul 25, 2024 to Feb 28, 2025
- Non-discretionary RAUM · unset to 0.0Jul 25, 2024 to Feb 28, 2025
- RAUM · unset to 0.0Jul 25, 2024 to Feb 28, 2025
- Advisory employees · 77 to 74Sep 29, 2023 to Mar 7, 2024
- BD registered reps · 80 to 79Sep 29, 2023 to Mar 7, 2024
- Employees · 85 to 84Sep 29, 2023 to Mar 7, 2024
- Legal name · K•••••• C•••••• M•••••• R•••••••• L•• to K••• R••••••• L••May 25, 2023 to Jun 23, 2023
Signals
3 dated events
- William Douglas Preiser (Coo, Keybanc Captial Markets) appeared on Schedule A of K•••••• C•••••• M•••••• R•••••••• L••Jul 25, 2024 · Control person joined · fact
- Michael Kevin Kruszenski (Head Of Institutional Equities) no longer on Schedule A of K•••••• C•••••• M•••••• R•••••••• L•• (listed 2024-03-07, absent 2024-07-25)Jul 25, 2024 · Control person left · inference
- K•••••• C•••••• M•••••• R•••••••• L•• filed its initial SEC registration (Form ADV)May 4, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- k••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 216-689-3873reportedpublic record, Form ADV, Jun 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026