DFX Intelligence

C••••• W••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

C••••• W••••• M•••••••••

C••••• W••••• M•••••••••, LLC, CRD 282108

CLEVELAND, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:39b700e2-d94f-fc15-14cb-6a3fb0abcbc0

Data as of Mar 30, 2023 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 7
On other graphs: 1
Observed: Feb 26, 2016 to Mar 30, 2023
23 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

C••••• W••••• M•••••••••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $298M••• Locked
Discretionary RAUM: $229M
Private client RAUM: $197Mderived••• Locked
Private client share: 66%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••••• J•••••• P••••••	MANAGING MEMBER / PRESIDENT	E	yes	01/2016	Feb 26, 2016	Mar 30, 2023
F•••••• J•••• A••	Cfo	Na	no	04/2016	May 18, 2016	Mar 30, 2023

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Akron	Oh	United States	1	yes
NORTH CANTON	Oh	United States	1	yes

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$298M	$358M	-16.6%	$164M	22.2%	12	12	2	2

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
S•••••• F•••••••• G••••• L•••••	2	Oct 20, 2023	Jun 16, 2023	CLEVELAND, OH	Team lift out	RIA to RIA	50.0%

Relationships

Owns (3)

← S••••••••• L••••• L•••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 7, 2016 to presentfactForm ADV
← F•••••• J•••• A••OwnerCFO, ownership code NA, individual
May 18, 2016 to presentfactForm ADV
← H•••••• R•••• S••••OwnerMEMBER/VICE PRESIDENT, ownership code B, individual
Mar 19, 2019 to presentfactForm ADV

Controls (1)

← H•••••• J•••••• P••••••OwnerMANAGING MEMBER / PRESIDENT, ownership code E, individual

Dated events

Occurred
Oct 20, 2023
Team lift-out
••• Locked
Form ADVobserved 8 days ago
2 advisors
Occurred
Oct 20, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 20, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 20, 2023
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:39b700e2-d94f-fc15-14cb-6a3fb0abcbc0
First observed: Feb 26, 2016
Last observed: Mar 30, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.