DFX Intelligence

C••••••••• R••••• P•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor12 years in industry

C••••••••• R••••• P•••

Advisor at S•••••• F•••••••• G••••• L•••••

AKRON, OH | Akron, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4be7c440-2374-5851-8ce6-416c3483ac08

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 22, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• F•••••••• G••••• L•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• F•••••••• G••••• L•••••	Independent wealth	Jun 16, 2023	n/a	yes	Akron, OH\|AKRON, OH	Current employment
C••••• W••••• M•••••••••	Former SEC adviser	Mar 23, 2021	Oct 20, 2023	no	CLEVELAND, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• W••••• M•••••••••	S•••••• F•••••••• G••••• L•••••	Oct 20, 2023	Jun 16, 2023	-126	Firm change after gap	RIA to RIA
E••••• J••••	A••••••••• L•••	Dec 4, 2020	Jul 24, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
282108:117756:OH:2023-10-20	Oct 20, 2023	Jun 16, 2023	CLEVELAND, OH	Firm change after gap

Relationships

Registered with (4)

→ S•••••• F•••••••• G••••• L•••••Registered adviserregistration: current employment
Jun 16, 2023 to presentfactForm ADV
→ C••••• W••••• M•••••••••Registered adviserregistration: previous registration
Mar 23, 2021 to Oct 20, 2023factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jul 22, 2019 to Dec 4, 2020factForm ADV
→ A••••••••• L•••

Dated events

Occurred
Oct 20, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4be7c440-2374-5851-8ce6-416c3483ac08
First observed: Jul 22, 2019
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.