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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

CHARLES EDWARD RICE

Advisor at WELLS FARGO ADVISORS

MILWAUKEE, WI | WAUKESHA, WI | WAUSAU, WI

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Search this name across graphsid dfx:ria:39ba9ff7-6398-2390-2b2a-24c30855f069

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Feb 5, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 5, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Apr 5, 1994
First registration: Feb 5, 1999
Dual registered: yes, broker-dealer
Other names: CHUCK RICE
IAPD individual key: 1530828

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Apr 15, 2025	n/a	yes	MILWAUKEE, WI\|MILWAUKEE, WI\|MILWAUKEE, WI\|WAUKESHA, WI\|WAUSAU, WI	Current employment
BISON WEALTH, LLC	Former SEC adviser	May 7, 2020	Dec 31, 2024	no	ATLANTA, GA\|WILMETTE, IL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Mar 15, 2019	no	Chicago, IL\|Chicago, IL\|Chicago, IL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Jul 29, 2008	Jun 1, 2009	no	CHICAGO, IL	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Sep 2, 2004	Jul 11, 2008	no	CHICAGO, IL\|COLUMBUS, OH	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Sep 13, 2004	no	CHICAGO, IL	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	May 7, 2003	Jul 1, 2003	no	CHICAGO, IL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Feb 5, 1999	May 14, 2003	no	SUGARLAND, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BISON WEALTH, LLC	WELLS FARGO ADVISORS	Dec 31, 2024	Apr 15, 2025	105	Firm change	RIA to wirehouse
MORGAN STANLEY	BISON WEALTH, LLC	Mar 15, 2019	May 7, 2020	419	Firm change after gap	Wirehouse to RIA
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
J.P. MORGAN SECURITIES LLC	MORGAN STANLEY & CO. LLC	Jul 11, 2008	Jul 29, 2008	18	Firm change	Other
WELLS FARGO ADVISORS	J.P. MORGAN SECURITIES LLC	Sep 13, 2004	Sep 2, 2004	-11	Firm change	Wirehouse to wirehouse
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	PRUDENTIAL EQUITY GROUP, LLC	May 14, 2003	May 7, 2003	-7	Firm change	Other

Relationships

Registered with (7)

→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Sep 13, 2004factForm ADV
→ BISON WEALTH, LLCRegistered adviserregistration: previous registration
May 7, 2020 to Dec 31, 2024factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Mar 15, 2019factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Jul 29, 2008 to Jun 1, 2009factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Sep 2, 2004 to Jul 11, 2008factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
May 7, 2003 to Jul 1, 2003factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Feb 5, 1999 to May 14, 2003factForm ADV

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
Charles Edward Rice left Bison Wealth, Llc for Wells Fargo Advisors (registered 2025-04-15)
Form ADVobserved 6 days ago