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RIA / WealthAdvisorChartered Financial Analyst33 years in industry

ANDI KIM

Advisor at POSITIVE DELTA ASSET MANAGEMENT LLC

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:39baf68f-6aa6-4e78-17a9-17d59e6c8ad5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 21, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: POSITIVE DELTA ASSET MANAGEMENT LLC
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 11, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S63
First exam: Jun 11, 1993
First registration: Feb 21, 2013
Dual registered: no
Other names: ANDI KIM|MYEONGSEOK KIM
IAPD individual key: 2309800

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
POSITIVE DELTA ASSET MANAGEMENT LLC	Former SEC adviser	Jan 1, 2025	n/a	yes	LOS ANGELES, CA	Current employment
THINK WEALTH, LLC	State registered	Jul 13, 2020	May 10, 2022	no	VALENCIA, CA	Previous registration
CKP WEALTH MANAGEMENT, LLC	n/a	Nov 22, 2013	Jan 11, 2015	no	LOS ANGELES, CA	Previous registration
MONT BLANC ASSET, INC.	State registered	Feb 21, 2013	Jan 29, 2014	no	VALENCIA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THINK WEALTH, LLC	POSITIVE DELTA ASSET MANAGEMENT LLC	May 10, 2022	Jan 1, 2025	967	Firm change after gap	Other
CKP WEALTH MANAGEMENT, LLC	THINK WEALTH, LLC	Jan 11, 2015	Jul 13, 2020	2,010	Firm change after gap	Other
MONT BLANC ASSET, INC.	CKP WEALTH MANAGEMENT, LLC	Jan 29, 2014	Nov 22, 2013	-68	Firm change after gap	Other

Relationships

Registered with (4)

→ POSITIVE DELTA ASSET MANAGEMENT LLCRegistered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ THINK WEALTH, LLCRegistered adviserregistration: previous registration
Jul 13, 2020 to May 10, 2022factForm ADV
→ CKP WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 22, 2013 to Jan 11, 2015factForm ADV
→ MONT BLANC ASSET, INC.Registered adviserregistration: previous registration
Feb 21, 2013 to Jan 29, 2014factForm ADV

Dated events

Occurred
May 10, 2022
Advisor changed firm
Andi Kim left Think Wealth, Llc for Positive Delta Asset Management Llc (registered 2025-01-01)
Form ADVobserved 5 days ago