RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• K••
- P••••••• D•••• A•••• M••••••••• L•• former currentsince Jan 1, 2025 · Los Angeles, Ca
- T•••• W•••••• L•• state registeredJul 13, 2020 to May 10, 2022 · Valencia, Ca
- C•• W••••• M••••••••• L•• unclassifiedNov 22, 2013 to Jan 11, 2015 · Los Angeles, Ca
- M••• B•••• A••••• I••• state registeredFeb 21, 2013 to Jan 29, 2014 · Valencia, Ca
- T•••• W•••••• L•• to P••••••• D•••• A•••• M••••••••• L••left May 10, 2022, registered Jan 1, 2025 (967 days) · Other
- C•• W••••• M••••••••• L•• to T•••• W•••••• L••left Jan 11, 2015, registered Jul 13, 2020 (2010 days) · Other
- M••• B•••• A••••• I••• to C•• W••••• M••••••••• L••left Jan 29, 2014, registered Nov 22, 2013 (-68 days) · Other
- A••• K•• left T•••• W•••••• L•• for P••••••• D•••• A•••• M••••••••• L•• (registered 2025-01-01)May 10, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address