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B••• A•••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)18 years in industry

B••• A•••• H•••••

Advisor at L•• F•••••••• L••

BARRINGTON, IL | PLAINFIELD, IL

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Search this name across graphsid dfx:ria:39c6326d-37c2-c2fe-1215-fa1e46183d3a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 31, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 31, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Mar 24, 2021	n/a	yes	BARRINGTON, IL\|PLAINFIELD, IL	Current employment
B•• H••••• F•••••••• A•••••••• I••	Former SEC adviser	Jul 22, 2019	Mar 24, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B•• H••••• F•••••••• A•••••••• I••	L•• F•••••••• L••	Mar 24, 2021	Mar 24, 2021	0	Bulk transfer	Ibd to ibd
M••••• A•••••••• L••	B•• H••••• F•••••••• A•••••••• I••	May 31, 2019

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Mar 24, 2021 to presentfactForm ADV
→ B•• H••••• F•••••••• A•••••••• I••Registered adviserregistration: previous registration
Jul 22, 2019 to Mar 24, 2021factForm ADV
→ M••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 12, 2018 to May 31, 2019factForm ADV
→ I••••••••• A••••••• S••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:39c6326d-37c2-c2fe-1215-fa1e46183d3a
First observed: Oct 31, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.