DFX Intelligence

Data Factory

RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 100m 1b

CAUSEY PUBLIC FINANCE

CAUSEY PUBLIC FINANCE LLC, CRD 332123

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:39d61cb9-c330-aa24-7f6e-17272a7920f4

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Jul 26, 2024 to Mar 25, 2026
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.02 fund_share=0.0 institutional_share=0.98 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $431MItem 5.F on the latest filing (2026-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $199M
Private client RAUM: $8.0MderivedItem 5.D individuals plus high net worth individuals
Private client share: 2%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $431Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 16
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 65
High net worth clients: 6
SEC number: 801-130992
CRD: 332123
Filings on the tape: 4
First filed: Jul 26, 2024
Latest filed: Mar 25, 2026
Organised: Limited Liability Company, CO
Website: causeypf.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DINO ZEPCAN	n/a	Denver, CO \| DENVER, CO	1	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BORER, HEATH, ALAN	Member	C	yes	07/2024	Jul 26, 2024	Aug 28, 2024
GREASER, JUSTIN, MICHAEL	Member	C	yes	07/2024	Jul 26, 2024	Aug 28, 2024
GLASSO, WILLIAM, DOUGLAS	Member	Na	no	07/2024	Jul 26, 2024	Aug 28, 2024
ZEPCAN, DINO	MEMBER & CHIEF COMPLIANCE OFFICER	Na	no	07/2024	Jul 26, 2024	Aug 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CAUSEY DEMGEN & MOORE P.C.	n/a	Former SEC adviser	$436M	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Denver	Co	United States	15	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026	$431M	$199M	16	2	1	n/a	n/a
2024	Mar 25, 2025	$416M	$214M	15	10	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	100.0%	0	1	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$431M	$416M	3.6%	n/a	n/a	16	15	1	1

Relationships

Affiliated with (1)

→ CAUSEY DEMGEN & MOORE P.C.Registered adviserother investment adviser, control
factForm ADV

Registered with (2)

← DINO ZEPCANAdvisorregistration: current employment
Jan 13, 2025 to presentfactForm ADV
← ANDREW ALEXANDER MATHESAdvisorregistration: previous registration
Oct 22, 2024 to Aug 11, 2026factForm ADV

Owns (2)

← GLASSO, WILLIAM, DOUGLASOwnerMEMBER, ownership code NA, individual
Jul 26, 2024 to Aug 28, 2024factForm ADV
← ZEPCAN, DINOOwnerMEMBER & CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 26, 2024 to Aug 28, 2024factForm ADV

Controls (2)

← GREASER, JUSTIN, MICHAELOwnerMEMBER, ownership code C, individual
Jul 26, 2024 to Aug 28, 2024factForm ADV
← BORER, HEATH, ALANOwnerMEMBER, ownership code C, individual
Jul 26, 2024 to Aug 28, 2024factForm ADV

Dated events

Occurred
Aug 11, 2026
Advisor changed firm
Andrew Alexander Mathes left Causey Public Finance for Fai Capital Management (registered 2026-08-14)
Form ADVobserved 6 days ago
Occurred
Mar 25, 2025
Regulatory AUM changed
Causey Public Finance reported RAUM $415.8M, down 70% from $1.4B (2024-08-28 to 2025-03-25)
Form ADVobserved 6 days ago
$-954M
Occurred
Jul 26, 2024
First Form ADV filing
Causey Public Finance filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:39d61cb9-c330-aa24-7f6e-17272a7920f4
First observed: Jul 26, 2024
Last observed: Mar 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAUSEY PUBLIC FINANCE

CAUSEY PUBLIC FINANCE LLC, CRD 332123

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:39d61cb9-c330-aa24-7f6e-17272a7920f4

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:44 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DINO ZEPCAN

n/a

Denver, CO | DENVER, CO

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BORER, HEATH, ALAN

Member

yes

07/2024

Jul 26, 2024

Aug 28, 2024

GREASER, JUSTIN, MICHAEL

Member

yes

07/2024

Jul 26, 2024

Aug 28, 2024

GLASSO, WILLIAM, DOUGLAS

Member

07/2024

Jul 26, 2024

Aug 28, 2024

ZEPCAN, DINO

MEMBER & CHIEF COMPLIANCE OFFICER

07/2024

Jul 26, 2024

Aug 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CAUSEY DEMGEN & MOORE P.C.

n/a

Former SEC adviser

$436M

n/a

City

State

Country

Employees

Also broker-dealer

Denver

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$431M

$199M

n/a

2024

Mar 25, 2025

$416M

$214M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

100.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$431M

$416M

3.6%

n/a