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RIA / WealthAdvisor24 years in industry

ANDREW ALEXANDER MATHES

Advisor at FAI CAPITAL MANAGEMENT

CORDOVA, TN | TAMPA, FL

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Search this name across graphsid dfx:ria:02ecc289-dac4-6a49-daea-0625dae073f6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jan 15, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FAI CAPITAL MANAGEMENT
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 15, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Feb 6, 2012
First registration: Jan 15, 2002
Dual registered: no
Other names: MATHES ANDY
IAPD individual key: 3114069

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FAI CAPITAL MANAGEMENT	Institutional manager	Aug 14, 2026	n/a	yes	TAMPA, FL\|CORDOVA, TN	Current employment
CAUSEY PUBLIC FINANCE	Institutional manager	Oct 22, 2024	Aug 11, 2026	no	DENVER, CO	Previous registration
CAUSEY DEMGEN & MOORE P.C.	Former SEC adviser	May 12, 2022	Sep 24, 2024	no	DENVER, CO	Previous registration
&partners	Independent wealth	Sep 18, 2020	Aug 9, 2021	no	NASHVILLE, TN\|Cordova, TN	Previous registration
FARR MILLER & WASHINGTON LLC	Former SEC adviser	Feb 22, 2012	Sep 22, 2020	no	WASHINGTON, DC\|MEMPHIS, TN	Previous registration
Stephens	Bd affiliated wealth	Mar 29, 2004	Sep 20, 2007	no	MEMPHIS, TN\|MEMPHIS, TN	Previous registration
WILLIAM R. HOUGH & CO.	n/a	Jan 15, 2002	Feb 27, 2004	no	ST. PETERSBURG, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAUSEY PUBLIC FINANCE	FAI CAPITAL MANAGEMENT	Aug 11, 2026	Aug 14, 2026	3	Firm change	Other
CAUSEY DEMGEN & MOORE P.C.	CAUSEY PUBLIC FINANCE	Sep 24, 2024	Oct 22, 2024	28	Firm change	Other
&partners	CAUSEY DEMGEN & MOORE P.C.	Aug 9, 2021	May 12, 2022	276	Firm change	RIA to RIA
FARR MILLER & WASHINGTON LLC	&partners	Sep 22, 2020	Sep 18, 2020	-4	Firm change	RIA to RIA
Stephens	FARR MILLER & WASHINGTON LLC	Sep 20, 2007	Feb 22, 2012	1,616	Firm change after gap	Other
WILLIAM R. HOUGH & CO.	Stephens	Feb 27, 2004	Mar 29, 2004	31	Firm change	Other

Relationships

Registered with (7)

→ FAI CAPITAL MANAGEMENTRegistered adviserregistration: current employment
Aug 14, 2026 to presentfactForm ADV
→ CAUSEY PUBLIC FINANCERegistered adviserregistration: previous registration
Oct 22, 2024 to Aug 11, 2026factForm ADV
→ CAUSEY DEMGEN & MOORE P.C.Registered adviserregistration: previous registration
May 12, 2022 to Sep 24, 2024factForm ADV
→ &PARTNERSRegistered adviserregistration: previous registration
Sep 18, 2020 to Aug 9, 2021factForm ADV
→ FARR MILLER & WASHINGTON LLCRegistered adviserregistration: previous registration
Feb 22, 2012 to Sep 22, 2020factForm ADV
→ STEPHENSRegistered adviserregistration: previous registration
Mar 29, 2004 to Sep 20, 2007factForm ADV
→ WILLIAM R. HOUGH & CO.Registered adviserregistration: previous registration
Jan 15, 2002 to Feb 27, 2004factForm ADV

Dated events

Occurred
Aug 11, 2026
Advisor changed firm
Andrew Alexander Mathes left Causey Public Finance for Fai Capital Management (registered 2026-08-14)
Form ADVobserved 4 days ago
Occurred
Sep 24, 2024
Advisor changed firm
Andrew Alexander Mathes left Causey Demgen & Moore P.C. for Causey Public Finance (registered 2024-10-22)
Form ADVobserved 4 days ago