DFX Intelligence

N•••••• B• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

N•••••• B• K••••

Advisor at T••••• A••••••• S•••••••• I•••

GAINESVILLE, GA

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Search this name across graphsid dfx:ria:39d81121-2753-aeb2-3110-b7a4b594ad7e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 19, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• A••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 19, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Sep 8, 2021	n/a	yes	GAINESVILLE, GA	Current employment
M••••• S••••••	Wirehouse	Oct 30, 2018	Sep 22, 2021	no	Atlanta, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	T••••• A••••••• S•••••••• I•••	Sep 22, 2021	Sep 8, 2021	-14	Firm change	Wirehouse to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	M••••• S••••••	Nov 14, 2006	Nov 20, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:283390:GA:2021-09-22	Sep 22, 2021	Sep 8, 2021	ATLANTA, GA	Firm change

Relationships

Registered with (3)

→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: current employment
Sep 8, 2021 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Oct 30, 2018 to Sep 22, 2021factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Mar 19, 2003 to Nov 14, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:39d81121-2753-aeb2-3110-b7a4b594ad7e
First observed: Mar 19, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.