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RIA / WealthAdvisor25 years in industry

STEPHEN M GRINER

Advisor at MAG CAP

RIDGELAND, MS

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Search this name across graphsid dfx:ria:39d8701c-e211-8bfe-61ef-a6daf81bb2c6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 18, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MAG CAP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 28, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Apr 28, 2001
First registration: Nov 18, 2002
Dual registered: no
Other names: STEPHEN M GRINER
IAPD individual key: 4376876

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MAG CAP	Independent wealth	Oct 5, 2018	n/a	yes	RIDGELAND, MS	Current employment
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Feb 13, 2013	Oct 1, 2018	no	JACKSON, MS	Previous registration
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Mar 20, 2009	Feb 13, 2013	no	JACKSON, MS	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 4, 2003	Mar 23, 2009	no	JACKSON, MS\|RIDGELAND, MS	Previous registration
MORGAN STANLEY DW INC.	n/a	Nov 18, 2002	Nov 4, 2003	no	JACKSON, MS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES & ASSOCIATES, INC.	MAG CAP	Oct 1, 2018	Oct 5, 2018	4	Firm change	Ibd to new firm
MORGAN KEEGAN & COMPANY, LLC	RAYMOND JAMES & ASSOCIATES, INC.	Feb 13, 2013	Feb 13, 2013	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN KEEGAN & COMPANY, LLC	Mar 23, 2009	Mar 20, 2009	-3	Firm change	Other
MORGAN STANLEY DW INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Nov 4, 2003	Nov 4, 2003	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
705:298398:MS:2018-10-01	Oct 1, 2018	Oct 5, 2018	JACKSON, MS	Firm change

Relationships

Registered with (5)

→ MAG CAPRegistered adviserregistration: current employment
Oct 5, 2018 to presentfactForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Feb 13, 2013 to Oct 1, 2018factForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Mar 20, 2009 to Feb 13, 2013factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 4, 2003 to Mar 23, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Nov 18, 2002 to Nov 4, 2003factForm ADV

Dated events

No dated event names this entity yet.