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K••• C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

K••• C••••••

K••• C•••••• LLC, CRD 315669

NEW YORK, NY

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Search this name across graphsid dfx:ria:39eee5c7-139c-b1fe-b731-f19c5cb0fae0

Data as of May 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 9
On other graphs: 2
Observed: Feb 18, 2022 to May 5, 2026
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

K••• C••••••

Private equity manager · shared crd

Independent Sponsorsidentity

K••• C••••••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $802MItem 5.F on the latest filing (2026-05-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $802M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
K••• G••••• L•	Private Equity Fund	$118M	May 2, 2024	73	Feb 18, 2022	reported	021-374268
K••• A••••• L•	Private Equity Fund	$79.5M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••••• D••••• B•••	CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER	Na	yes	12/2022	Jan 4, 2023	May 2, 2024
G••••• A•••••	CHIEF TECHNOLOGY OFFICER	Na	yes	10/2023	Mar 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
K••• A•••• G•• L••	n/a	n/a	n/a	N	yes	n/a
K••• E•• G•• L••	n/a	n/a	n/a	N	yes	n/a
K••• G•••• G• I••• L••

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$802M	$476M	68.4%	$328M	34.8%	14	14	0	0

Relationships

Advises (16)

→ K••• G•••• I•• L•Private fundPrivate Equity Fund, IA
Feb 18, 2022 to presentfactForm ADV
→ K••• E••• L•Private fundPrivate Equity Fund, IA
Mar 26, 2024 to presentfactForm ADV
→ K••• M•• L•Private fundPrivate Equity Fund, IA
Mar 28, 2023 to presentfactForm ADV
→ K••• P••• L•Private fund

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
K••• C•••••• reported RAUM $808.9M, up 70% from $476.0M (2025-03-28 to 2026-03-30)
Form ADVobserved 7 days ago
$333M
Occurred
Mar 26, 2024
Control person joined
Bruce Steven Yecies (Managing Partner) appeared on Schedule A of K••• C••••••
Form ADVobserved 7 days ago
Occurred
Mar 26, 2024
Control person joined
Ashish Gupta (Chief Technology Officer) appeared on Schedule A of K••• C••••••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:39eee5c7-139c-b1fe-b731-f19c5cb0fae0
First observed: Feb 18, 2022
Last observed: May 5, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.