DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
K••• C••••••
Legal name K••• C•••••• L••
Latest filing May 5, 2026
First filing on the tape Feb 18, 2022 · 10 filings
SEC status approved since Mar 22, 2022
RAUM
$802M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
20
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$802M as of May 5, 2026
Mar 28, 2023$328M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 5, 2026
Mar 28, 20230 then
Employees (5.A)14 as of May 5, 2026
Mar 28, 202310 then
Private funds20 as of May 5, 2026
Mar 28, 202314 then
RAUM +68% over the last fiscal year+35% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 5, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $40.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +70%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $800M, 20 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$802M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 20reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $800M for 20 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
16 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| K••• G••••• L• | Private Equity Fund | $118M | 73 | Feb 18, 2022 |
| K••• A••••• L• | Private Equity Fund | $79.5M | 45 | Feb 18, 2022 |
| K••• M•• L• | Private Equity Fund | $73.0M | 29 | Mar 28, 2023 |
| K••• G•••• I•• L• | Private Equity Fund | $37.5M | 12 | Mar 28, 2023 |
| P•••••• M•• L• | Private Equity Fund | $37.3M | 3 | Mar 28, 2023 |
| K••• P••• L• | Private Equity Fund | $28.9M | 22 | Mar 28, 2023 |
| K••• H••••• I• L•• | Private Equity Fund | $25.1M | 27 | Mar 28, 2023 |
| K••• M• I•• L• | Private Equity Fund | $21.4M | 47 | Mar 26, 2024 |
| K••• M•• L• | Private Equity Fund | $13.3M | 43 | Feb 18, 2022 |
| K••• H•••••• L•• | Private Equity Fund | $13.2M | 11 | Mar 28, 2023 |
| K••• H••••• L•• | Private Equity Fund | $11.5M | 26 | Mar 28, 2023 |
| K••• G•••• I•• L• | Private Equity Fund | $11.1M | 37 | Feb 18, 2022 |
| K••• P••• F••••• L• | Private Equity Fund | $8.8M | 5 | Mar 28, 2023 |
| K••• E••• L• | Private Equity Fund | $8.5M | 12 | Mar 26, 2024 |
| P•••••• P••• L• | Private Equity Fund | $5.7M | 4 | Mar 28, 2023 |
| K••• P• L•• | Private Equity Fund | $2.0M | 2 | Mar 28, 2023 |
Owners and control persons
Schedule A and B, latest filing
- C•••••••• D••••• B••• · Chief Compliance Officer, Chief Financial Officercontrolsince 12/2022 · owns less than 5%
- G••••• A••••• · Chief Technology Officercontrolsince 10/2023 · owns less than 5%
- H•••••• S••••••• C• · Partnercontrolsince 01/2018 · owns less than 5%
- K•••• K•••• · Managing Membercontrolsince 06/2014 · owns 75% or more
- Y•••••• S•••••• B•••• · Managing Partnercontrolsince 08/2022 · owns less than 5%
Related persons
Schedule D 7.A
- K••• A•••• G•• L••pooled vehicle sponsorn
- K••• E•• G•• L••pooled vehicle sponsorn
- K••• G•••• G• I••• L••pooled vehicle sponsorn
- K••• G•••• G•• L••pooled vehicle sponsorn
- K••• G•••• I• G•• L••pooled vehicle sponsorn
- K••• M• G•• L••pooled vehicle sponsorn
- K••• M• I• G•• L••pooled vehicle sponsorn
- K••• M•• G•• L••pooled vehicle sponsorn
- K••• P••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $476,011,469 to $808,932,898 (+70.0%) between the annual amendments of 2025-03-28 and 2026-03-30; the peer median change was +8.0% (673 comparable advisers, 91.0th percentile of changes)peers: asset managers, $500M to $1B (673) · 91% percentile
What changed
consecutive filings, newest first
- Assets in custody · $809M to $800MMar 30, 2026 to May 5, 2026
- Discretionary RAUM · $809M to $802MMar 30, 2026 to May 5, 2026
- Pooled vehicle RAUM · $809M to $802MMar 30, 2026 to May 5, 2026
- RAUM · $809M to $802MMar 30, 2026 to May 5, 2026
- Accounts · 16 to 20Mar 28, 2025 to Mar 30, 2026
- Advisory employees · 9 to 8Mar 28, 2025 to Mar 30, 2026
- Pooled vehicle clients · 16 to 20Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $476M to $809MMar 28, 2025 to Mar 30, 2026
- Private funds · 16 to 20Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $476M to $809MMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $476M to $809MMar 28, 2025 to Mar 30, 2026
- RAUM · $476M to $809MMar 28, 2025 to Mar 30, 2026
- Assets in custody · $392M to $476MMay 2, 2024 to Mar 28, 2025
- Employees · 13 to 14May 2, 2024 to Mar 28, 2025
- Financial planning clients · unset to May 2, 2024 to Mar 28, 2025
- Discretionary RAUM · $397M to $476MMay 2, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $397M to $476MMay 2, 2024 to Mar 28, 2025
- RAUM · $397M to $476MMay 2, 2024 to Mar 28, 2025
- Accounts · 14 to 16Mar 28, 2023 to Mar 26, 2024
- Advisory employees · 8 to 9Mar 28, 2023 to Mar 26, 2024
- Pooled vehicle clients · 14 to 16Mar 28, 2023 to Mar 26, 2024
- Assets in custody · $328M to $392MMar 28, 2023 to Mar 26, 2024
- Employees · 10 to 13Mar 28, 2023 to Mar 26, 2024
- Private funds · 14 to 16Mar 28, 2023 to Mar 26, 2024
- Discretionary RAUM · $328M to $397MMar 28, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $328M to $397MMar 28, 2023 to Mar 26, 2024
- RAUM · $328M to $397MMar 28, 2023 to Mar 26, 2024
- Accounts · 6 to 14Jan 4, 2023 to Mar 28, 2023
- Pooled vehicle clients · 6 to 14Jan 4, 2023 to Mar 28, 2023
- Assets in custody · $130M to $328MJan 4, 2023 to Mar 28, 2023
- Employees · 9 to 10Jan 4, 2023 to Mar 28, 2023
- HQ city · unset to NEW YORKJan 4, 2023 to Mar 28, 2023
- HQ state · unset to NYJan 4, 2023 to Mar 28, 2023
- Private funds · 4 to 14Jan 4, 2023 to Mar 28, 2023
- Discretionary RAUM · $130M to $328MJan 4, 2023 to Mar 28, 2023
- Pooled vehicle RAUM · $130M to $328MJan 4, 2023 to Mar 28, 2023
- RAUM · $130M to $328MJan 4, 2023 to Mar 28, 2023
- Assets in custody · $0 to $130MFeb 18, 2022 to May 12, 2022
Signals
9 dated events
- K••• C•••••• reported RAUM $808.9M, up 70% from $476.0M (2025-03-28 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Bruce Steven Yecies (Managing Partner) appeared on Schedule A of K••• C••••••Mar 26, 2024 · Control person joined · fact
- Ashish Gupta (Chief Technology Officer) appeared on Schedule A of K••• C••••••Mar 26, 2024 · Control person joined · fact
- K••• C•••••• reported RAUM $327.5M, up 153% from $129.7M (2023-01-04 to 2023-03-28)Mar 28, 2023 · RAUM change · derived
- Andrew Douglas Kamin (Chief Compliance Officer) no longer on Schedule A of K••• C•••••• (listed 2022-05-16, absent 2023-01-04)Jan 4, 2023 · Control person left · inference
- Bret Denis Cummings (Chief Compliance Officer, Chief Financial Officer) appeared on Schedule A of K••• C••••••Jan 4, 2023 · Control person joined · fact
- Thomas David Harry Zirinsky (Chief Compliance Officer And Head Of Investor Relations) no longer on Schedule A of K••• C•••••• (listed 2022-02-18, absent 2022-05-12)May 12, 2022 · Control person left · inference
- Andrew Douglas Kamin (Chief Compliance Officer) appeared on Schedule A of K••• C••••••May 12, 2022 · Control person joined · fact
- K••• C•••••• filed its initial SEC registration (Form ADV)Feb 18, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- K••• C•••••• · Independent Sponsorsshared crd · capital_provider
- K••• C•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/kain-capital-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- kaincap.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 646-631-2200reportedpublic record, Form ADV, May 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026