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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Boulder, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Apr 24, 2018 | n/a | yes | Boulder, CO | Current employment |
| WESTERN WEALTH MANAGEMENT LLC | Independent wealth | Jun 22, 2016 | Apr 25, 2018 | no | BOULDER, CO | Previous registration |
| WESTERN WEALTH MANAGEMENT LLC | Former SEC adviser | Nov 18, 2014 | Jun 22, 2016 | no | BOULDER, CO|GOLDEN, CO | Previous registration |
| MID ATLANTIC FINANCIAL MANAGEMENT, INC. | Former SEC adviser | May 4, 2004 | Nov 17, 2014 | no | BOULDER, CO | Previous registration |
| FDX ADVISORS, INC. | Asset manager | Jan 1, 1999 | May 4, 2004 | no | BOULDER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WESTERN WEALTH MANAGEMENT LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Apr 25, 2018 | Apr 24, 2018 | -1 | Firm change | RIA to ibd |
| WESTERN WEALTH MANAGEMENT LLC | WESTERN WEALTH MANAGEMENT LLC | Jun 22, 2016 | Jun 22, 2016 | 0 | Bulk transfer | Other |
| MID ATLANTIC FINANCIAL MANAGEMENT, INC. | WESTERN WEALTH MANAGEMENT LLC | Nov 17, 2014 | Nov 18, 2014 | 1 | Firm change | Other |
| FDX ADVISORS, INC. | MID ATLANTIC FINANCIAL MANAGEMENT, INC. | May 4, 2004 | May 4, 2004 | 0 | Firm change | Other |