DFX Intelligence

I••••• L•• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

I••••• L•• C•••••••

Advisor at R••••••• W••••• M••••••••• L••

OKLAHOMA CITY, OK

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Search this name across graphsid dfx:ria:3a03f454-e858-15da-8342-1b5867016105

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 3, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 2, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••• W••••• M••••••••• L••	Independent wealth	Feb 26, 2021	n/a	yes	OKLAHOMA CITY, OK	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jan 18, 2013	Dec 7, 2021	no	EDMOND, OK\|EDMOND, OK\|EDMOND, OK\|EDMOND, OK

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	R••••••• W••••• M••••••••• L••	Dec 7, 2021	Feb 26, 2021	-284	Firm change after gap	Ibd to RIA
E•••••••• A•••••••• L••	L•• F•••••••• L••	Dec 21, 2012	Jan 18, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:311525:OK:2021-12-06	Dec 7, 2021	Feb 26, 2021	EDMOND, OK	Firm change after gap

Relationships

Registered with (3)

→ R••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Feb 26, 2021 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 18, 2013 to Dec 7, 2021factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 3, 2010 to Dec 21, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3a03f454-e858-15da-8342-1b5867016105
First observed: Sep 3, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.