DFX Intelligence

R••••••• W••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

R••••••• W••••• M••••••••• L••

CRD 311525

OKLAHOMA CITY, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b947d5f7-74f8-2a6f-1b27-947cc383e3b7

Data as of Sep 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Apr 17, 2023 to Sep 10, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=2.0
Regulatory AUM: $188M••• Locked
Discretionary RAUM: $188M
Private client RAUM: $188Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $46.9Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C••••• B•••• T••••••	n/a	OKLAHOMA CITY, OK	5	19	4	yes
I••••• L•• C•••••••	n/a	OKLAHOMA CITY, OK	5	16

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• G••••• I•••	Member	E	yes	07/2017	Apr 17, 2023	Sep 19, 2024
C•••••••• I•••••• L••	President	D	yes	01/2014	Apr 17, 2023	Sep 19, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 6, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$188M	$154M	22.0%	n/a	n/a	10	10	0	0

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
L•• F•••••••• L••	2	Dec 6, 2021	Feb 26, 2021	EDMOND, OK	Team lift out	Ibd to RIA	0.0%

Relationships

Registered with (4)

← R••••• J•• I••••••Advisorregistration: current employment
Jan 4, 2023 to presentfactForm ADV
← C••••••••• S• S•••••••Advisorregistration: current employment
Sep 1, 2022 to presentfactForm ADV
← I••••• L•• C•••••••Advisorregistration: current employment
Feb 26, 2021 to presentfactForm ADV
← C••••• B•••• T••••••

Dated events

Occurred
Apr 17, 2023
First Form ADV filing
R••••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b947d5f7-74f8-2a6f-1b27-947cc383e3b7
First observed: Apr 17, 2023
Last observed: Sep 10, 2026 12 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.