DFX Intelligence

D•••• S•••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

D•••• S•••• W••••••

Advisor at S•••••• N••••••• • C••••••• I•••••••••

St. Simons Island, GA

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Search this name across graphsid dfx:ria:3a0457bc-58f1-4be4-cb6b-0ab9564b73af

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 6, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• N••••••• • C••••••• I•••••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jul 9, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Sep 18, 2025	n/a	yes	St. Simons Island, GA	Current employment
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Sep 29, 2016	Sep 17, 2025	no	BRUNSWICK, GA\|BRUNSWICK, GA\|TALLAHASSEE, FL\|ST. SIMONAS ISLAND, GA\|WAYCROSS, GA\|ST SIMONS, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• A••••••• S•••••••• I•••	S•••••• N••••••• • C••••••• I•••••••••	Sep 17, 2025	Sep 18, 2025	1	Firm change	Ibd to ibd
S••••••• I••••••••• S•••••••• I•••	T••••• A••••••• S•••••••• I•••	Dec 31, 2016	Sep 29, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
283390:793:GA:2025-09-17	Sep 17, 2025	Sep 18, 2025	ST SIMONS, GA	Firm change
14023:17499:GA:2016-09-27	Sep 27, 2016	Sep 29, 2016	COLUMBUS, GA	Firm change

Relationships

Registered with (4)

→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: current employment
Sep 18, 2025 to presentfactForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 29, 2016 to Sep 17, 2025factForm ADV
→ S••••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 29, 2016 to Dec 31, 2016factForm ADV
→ S•••••• S••••••••• I•••

Dated events

Occurred
Sep 17, 2025
Advisor changed firm
D•••• S•••• W•••••• left T••••• A••••••• S•••••••• I••• for S•••••• N••••••• • C••••••• I••••••••• (registered 2025-09-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3a0457bc-58f1-4be4-cb6b-0ab9564b73af
First observed: Dec 6, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.