DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Smith Wilkins
Feed of 09/14/2026
At current firm
1 y
since Sep 18, 2025
In the industry
25 y
since Jul 9, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Stifel, Nicolaus & Company, Incorporated national BD currentsince Sep 18, 2025 · St. Simons Island, Ga
- Suntrust Investment Services, Inc. formerSep 29, 2016 to Dec 31, 2016 · Tallahassee, Fl
- Truist Advisory Services, Inc. BD affiliatedSep 29, 2016 to Sep 17, 2025 · Brunswick, Ga
- Synovus Securities, Inc. BD affiliatedDec 6, 2002 to Sep 27, 2016 · St. Simons Island, Ga
Moves
a registration end followed by a registration begin elsewhere
- Truist Advisory Services, Inc. to Stifel, Nicolaus & Company, Incorporatedleft Sep 17, 2025, registered Sep 18, 2025 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
- Suntrust Investment Services, Inc. to Truist Advisory Services, Inc.left Dec 31, 2016, registered Sep 29, 2016 (-93 days) · corporate re-registration, not a move
- Synovus Securities, Inc. to Suntrust Investment Services, Inc.left Sep 27, 2016, registered Sep 29, 2016 (2 days) · Other · moved with a team
Signals
- David Smith Wilkins left Truist Advisory Services, Inc. for Stifel, Nicolaus & Company, Incorporated (registered 2025-09-18)Sep 17, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address