DFX Intelligence

J•••••• J••• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

J•••••• J••• C•••

Advisor at E•••••• A••••••• G••••• L••

Fullerton, CA | GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:3a12e1f8-a9d6-9c53-f5f5-a9b4912d6965

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 16, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 15, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Feb 22, 2016	n/a	yes	GREENWOOD VILLAGE, CO\|Fullerton, CA	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Oct 1, 2012	Dec 2, 2014	no	YORBA LINDA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	E•••••• A••••••• G••••• L••	Dec 2, 2014	Feb 22, 2016	447	Firm change after gap	Other
C•••• I••••••••• S••••••• C••••	J••• M••••• S••••••••• L••	Oct 1, 2012	Oct 1, 2012

Relationships

Registered with (5)

→ E•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Feb 22, 2016 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 1, 2012 to Dec 2, 2014factForm ADV
→ C•••• I••••••••• S••••••• C••••Registered adviserregistration: previous registration
Mar 25, 2011 to Oct 1, 2012factForm ADV
→ C•••••••• F••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3a12e1f8-a9d6-9c53-f5f5-a9b4912d6965
First observed: Apr 16, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.