DFX Intelligence
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Reading the graph
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Advisor at W•• W••••• P•••••••
PITTSBURGH, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•• W••••• P••••••• | Independent wealth | Jan 13, 2020 | n/a | yes | PITTSBURGH, PA | Current employment |
| K••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Apr 19, 2016 | Apr 1, 2020 | no | PITTSBURGH, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| K••••• A••••••• S•••••••• L•• | W•• W••••• P••••••• | Apr 1, 2020 | Jan 13, 2020 | -79 | Firm change after gap | Ibd to new firm |
| N•• A•••••• S•••••••• L•• | K••••• A••••••• S•••••••• L•• | Sep 22, 2016 | Apr 19, 2016 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 283330:305481:PA:2020-04-01 | Apr 1, 2020 | Jan 13, 2020 | PITTSBURGH, PA | Firm change after gap |
| N•• A•••••• S•••••••• L•• | Former SEC adviser | Jan 15, 2013 | Sep 22, 2016 | no | PITTSBURGH, PA|Greensburg, PA | Previous registration |
| -156 |
| Bulk transfer |
| Other |