DFX Intelligence
RIA Intelligence
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Registered advisor
A•••• H••••• K•••
Certified Financial Planner
Feed of 09/14/2026
At current firm
6 y
since Jan 13, 2020
In the industry
14 y
since Aug 1, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•• W••••• P••••••• independent RIA currentsince Jan 13, 2020 · Pittsburgh, Pa
- K••••• A••••••• S•••••••• L•• BD affiliatedApr 19, 2016 to Apr 1, 2020 · Pittsburgh, Pa
- N•• A•••••• S•••••••• L•• formerJan 15, 2013 to Sep 22, 2016 · Pittsburgh, Pa
Moves
a registration end followed by a registration begin elsewhere
- K••••• A••••••• S•••••••• L•• to W•• W••••• P•••••••left Apr 1, 2020, registered Jan 13, 2020 (-79 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- N•• A•••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••left Sep 22, 2016, registered Apr 19, 2016 (-156 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address