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RIA / WealthAdvisor30 years in industry

David Jin Kyu Chong

Advisor at STRATEGY ASSET MANAGERS L.L.C.

PASADENA, CA

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Search this name across graphsid dfx:ria:3a217881-e061-fa68-31ca-4aa8083febff

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGY ASSET MANAGERS L.L.C.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 5, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jan 5, 1996
First registration: Jul 8, 1997
Dual registered: no
IAPD individual key: 2679656

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGY ASSET MANAGERS L.L.C.	Independent wealth	Dec 24, 2021	n/a	yes	PASADENA, CA	Current employment
STRATEGY ASSET MANAGERS L.L.C.	Independent wealth	May 24, 2019	Feb 18, 2021	no	Pasadena, CA	Previous registration
HOLLY STREET WEALTH ADVISORS	Former SEC adviser	Aug 8, 2018	Jan 2, 2020	no	Pasadena, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Dec 8, 2009	Aug 3, 2018	no	PASADENA, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Dec 18, 2009	no	Los Angeles, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jul 8, 1997	Jun 1, 2009	no	LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HOLLY STREET WEALTH ADVISORS	STRATEGY ASSET MANAGERS L.L.C.	Jan 2, 2020	May 24, 2019	-223	Firm change after gap	RIA to RIA
WELLS FARGO ADVISORS	HOLLY STREET WEALTH ADVISORS	Aug 3, 2018	Aug 8, 2018	5	Firm change	Wirehouse to RIA
MORGAN STANLEY	WELLS FARGO ADVISORS	Dec 18, 2009	Dec 8, 2009	-10	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
167343:109939:CA:2020-01-02	Jan 2, 2020	May 24, 2019	PASADENA, CA	Firm change after gap

Relationships

Registered with (5)

→ STRATEGY ASSET MANAGERS L.L.C.Registered adviserregistration: previous registration
May 24, 2019 to Feb 18, 2021factForm ADV
→ HOLLY STREET WEALTH ADVISORSRegistered adviserregistration: previous registration
Aug 8, 2018 to Jan 2, 2020factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Dec 8, 2009 to Aug 3, 2018factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Dec 18, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jul 8, 1997 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.