DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

David Jin Kyu Chong

Strategy Asset Managers L.L.C.independent RIAPasadena, CaIA-onlyIAPD 2679656

Feed of 09/14/2026

At current firm

4 y

since Dec 24, 2021

In the industry

30 y

since Jan 5, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Director of Financial Planningreportedstrategyassetmanagers.comfirm site, Sep 15, 2026
Professional profile: linkedin.com/in/david-chong-b2b54b39reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Professional profile: strategyassetmanagers.com/team/david-j-chongreportedstrategyassetmanagers.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Strategy Asset Managers L.L.C. independent RIA current
since Dec 24, 2021 · Pasadena, Ca
Strategy Asset Managers L.L.C. independent RIA
May 24, 2019 to Feb 18, 2021 · Pasadena, Ca
Holly Street Wealth Advisors former
Aug 8, 2018 to Jan 2, 2020 · Pasadena, Ca
Wells Fargo Advisors wirehouse
Dec 8, 2009 to Aug 3, 2018 · Pasadena, Ca
Morgan Stanley wirehouse
Jun 1, 2009 to Dec 18, 2009 · Los Angeles, Ca
Citigroup Global Markets Inc. BD affiliated
Jul 8, 1997 to Jun 1, 2009 · Los Angeles, Ca

Moves

a registration end followed by a registration begin elsewhere

Holly Street Wealth Advisors to Strategy Asset Managers L.L.C.
left Jan 2, 2020, registered May 24, 2019 (-223 days) · RIA to RIA · moved with a team
Wells Fargo Advisors to Holly Street Wealth Advisors
left Aug 3, 2018, registered Aug 8, 2018 (5 days) · Wirehouse to independent RIA
Morgan Stanley to Wells Fargo Advisors
left Dec 18, 2009, registered Dec 8, 2009 (-10 days) · Wirehouse to wirehouse
Citigroup Global Markets Inc. to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address