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Reading the graph
Advisor at MARINER
MANASQUAN, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Mariner | Bd affiliated wealth | Nov 15, 2021 | n/a | yes | MANASQUAN, NJ | Current employment |
| WBI INVESTMENTS, LLC | Independent wealth | Aug 16, 2016 | Oct 29, 2021 | no | RED BANK, NJ | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Sep 24, 2009 | Jul 10, 2013 | no | ATLANTA, GA|SHREWSBURY, NJ|IRVINE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WBI INVESTMENTS, LLC | Mariner | Oct 29, 2021 | Nov 15, 2021 | 17 | Firm change | RIA to ibd |
| STRATEGIC ADVISERS LLC | WBI INVESTMENTS, LLC | Jul 10, 2013 | Aug 16, 2016 | 1,133 | Firm change after gap | Other |