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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

TWRU PRIVATE WEALTH MANAGEMENT, LLC

CRD 117222

BATON ROUGE, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3a2d1c99-4cf0-78b6-57d8-9e72a4c0002a

Data as of Jun 6, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 0
On other graphs: 0
Observed: Jan 30, 2012 to Jun 6, 2012
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $71.1MItem 5.F on the latest filing (2012-06-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $71.1M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $14.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Accounts: 526
SEC number: 801-66991
CRD: 117222
Filings on the tape: 4
First filed: Jan 30, 2012
Latest filed: Jun 6, 2012
Organised: Limited Liability Company, Louisiana

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KERRY GLEN UFFMAN	Certified Financial Planner\|Personal Financial Specialist\|Chartered Financial Analyst	BATON ROUGE, LA	18	40	n/a	no
SARA MARGARET DOWNING	n/a	BATON ROUGE, LA	18	35	n/a	no
LANA CHERIE ODOM	n/a	BATON ROUGE, LA	10	21	n/a	no
LINDA GIBSON	n/a	BATON ROUGE, LA	7	29	n/a	no
David Johnson	Certified Financial Planner	BATON ROUGE, LA	2	15	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BOFINGER. JR, WARREN, GEORGE	Member	F	yes	09/2000	Jan 30, 2012	Jun 6, 2012
BROWN, DON, WILLIAM	Member	F	yes	09/2000	Jan 30, 2012	Jun 6, 2012
SIMMONS, WALTER, LOUIS	Member	F	yes	09/2000	Jan 30, 2012	Jun 6, 2012
TWRU RESOURCE MANAGEMENT LLC	Member	E	yes	09/2000	Jan 30, 2012	Jun 6, 2012
UFFMAN, KERRY, GLEN	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	Na	yes	03/2006	Jan 30, 2012	Jun 6, 2012
UFFMAN, KERRY, GLEN	MANAGING MEMBER & CCO	F	yes	09/2000	Jan 30, 2012	Jun 6, 2012
WILSON, STEWART, WILLIAM	Member	F	yes	09/2000	Jan 30, 2012	Jun 6, 2012

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
BATON ROUGE	La	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 29, 2012	$71.1M	$71.1M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$71.1M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Registered with (8)

← David JohnsonAdvisorregistration: current employment
Jun 4, 2024 to presentfactForm ADV
← LINDA GIBSONAdvisorregistration: current employment
Jan 29, 2019 to presentfactForm ADV
← LANA CHERIE ODOMAdvisorregistration: current employment
Oct 23, 2015 to presentfactForm ADV
← SARA MARGARET DOWNINGAdvisorregistration: current employment
Jul 9, 2008 to presentfactForm ADV
← KERRY GLEN UFFMANAdvisorregistration: current employment
Nov 27, 2007 to presentfactForm ADV
← CHAD EVERETT LEFEBVREAdvisorregistration: previous registration
Apr 5, 2013 to Jul 31, 2018factForm ADV
← WALTER LOUIS SIMMONSAdvisorregistration: previous registration
May 10, 2013 to Mar 3, 2016factForm ADV
← LOUIS ANTHONY LOBUEAdvisorregistration: previous registration
Jul 8, 2008 to Jan 24, 2012factForm ADV

Controls (6)

← UFFMAN, KERRY, GLENOwnerMANAGING MEMBER & CCO, ownership code F, individual
Jan 30, 2012 to presentfactForm ADV
← BROWN, DON, WILLIAMOwnerMEMBER, ownership code F, individual
Jan 30, 2012 to presentfactForm ADV
← WILSON, STEWART, WILLIAMOwnerMEMBER, ownership code F, individual
Jan 30, 2012 to presentfactForm ADV
← BOFINGER. JR, WARREN, GEORGEOwnerMEMBER, ownership code F, individual
Jan 30, 2012 to presentfactForm ADV
← SIMMONS, WALTER, LOUISOwnerMEMBER, ownership code F, individual
Jan 30, 2012 to presentfactForm ADV
← TWRU RESOURCE MANAGEMENT LLCOwnerMEMBER, ownership code E, domestic entity
Jan 30, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3a2d1c99-4cf0-78b6-57d8-9e72a4c0002a
First observed: Jan 30, 2012
Last observed: Jun 6, 2012 173 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TWRU PRIVATE WEALTH MANAGEMENT, LLC

CRD 117222

BATON ROUGE, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3a2d1c99-4cf0-78b6-57d8-9e72a4c0002a

Data as of Jun 6, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:30 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KERRY GLEN UFFMAN

Certified Financial Planner|Personal Financial Specialist|Chartered Financial Analyst

BATON ROUGE, LA

n/a

SARA MARGARET DOWNING

n/a

BATON ROUGE, LA

n/a

LANA CHERIE ODOM

n/a

BATON ROUGE, LA

n/a

LINDA GIBSON

n/a

BATON ROUGE, LA

n/a

David Johnson

Certified Financial Planner

BATON ROUGE, LA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BOFINGER. JR, WARREN, GEORGE

Member

yes

09/2000

Jan 30, 2012

Jun 6, 2012

BROWN, DON, WILLIAM

Member

yes

09/2000

Jan 30, 2012

Jun 6, 2012

SIMMONS, WALTER, LOUIS

Member

yes

09/2000

Jan 30, 2012

Jun 6, 2012

TWRU RESOURCE MANAGEMENT LLC

Member

yes

09/2000

Jan 30, 2012

Jun 6, 2012

UFFMAN, KERRY, GLEN

MANAGING MEMBER & CHIEF COMPLIANCE OFFICER

yes

03/2006

Jan 30, 2012

Jun 6, 2012

UFFMAN, KERRY, GLEN

MANAGING MEMBER & CCO

yes

09/2000

Jan 30, 2012

Jun 6, 2012

WILSON, STEWART, WILLIAM

Member

yes

09/2000

Jan 30, 2012

Jun 6, 2012

City

State

Country

Employees

Also broker-dealer

BATON ROUGE

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 29, 2012

$71.1M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$71.1M

n/a