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RIA / WealthAdvisorPersonal Financial Specialistdual registered (broker-dealer)35 years in industry

LOUIS ANTHONY LOBUE

Advisor at CETERA INVESTMENT ADVISERS LLC

BATON ROUGE, LA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 4, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Personal Financial Specialist
Exams: S66
First exam: Jan 24, 2012
First registration: Nov 4, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 4004590

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Dec 1, 2011	n/a	yes	BATON ROUGE, LA	Current employment
TWRU PRIVATE WEALTH MANAGEMENT, LLC	Former SEC adviser	Jul 8, 2008	Jan 24, 2012	no	BATON ROUGE, LA	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Aug 12, 2005	Nov 1, 2007	no	BATON ROUGE, LA	Previous registration
1ST GLOBAL ADVISORS INC	Former SEC adviser	Nov 4, 2002	Dec 31, 2003	no	BATON ROUGE, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TWRU PRIVATE WEALTH MANAGEMENT, LLC	CETERA INVESTMENT ADVISERS LLC	Jan 24, 2012	Dec 1, 2011	-54	Firm change after gap	Other
CETERA INVESTMENT ADVISERS LLC	TWRU PRIVATE WEALTH MANAGEMENT, LLC	Nov 1, 2007	Jul 8, 2008	250	Firm change	Other
1ST GLOBAL ADVISORS INC	CETERA INVESTMENT ADVISERS LLC	Dec 31, 2003	Aug 12, 2005	590	Firm change after gap	Other

Relationships

Registered with (3)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Aug 12, 2005 to Nov 1, 2007factForm ADV
→ TWRU PRIVATE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 8, 2008 to Jan 24, 2012factForm ADV
→ 1ST GLOBAL ADVISORS INCRegistered adviserregistration: previous registration
Nov 4, 2002 to Dec 31, 2003factForm ADV

Dated events

No dated event names this entity yet.