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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

JASON EDWARD MOORE

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

DAYTON, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3a2faaff-f3c6-192c-d196-c7a4b22a9cfe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 12, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 16, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jul 16, 2010
First registration: Sep 12, 2011
Dual registered: yes, broker-dealer
Other names: JASON E MOORE
IAPD individual key: 5641695

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Nov 23, 2016	n/a	yes	DAYTON, OH	Current employment
NATIONAL WEALTH MANAGEMENT GROUP, LLC	Independent wealth	Oct 23, 2015	Oct 24, 2016	no	CINCINNATI, OH	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Sep 12, 2011	Oct 28, 2015	no	LONDON, OH\|SIDNEY, OH\|HUBER HEIGHTS, OH\|HUBER HEIGHTS, OH\|TROY, OH\|TIPP CITY, OH\|SIDNEY, OH\|WASHINGTON C.H., OH\|WILMINGTON, OH\|LONDON, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NATIONAL WEALTH MANAGEMENT GROUP, LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Oct 24, 2016	Nov 23, 2016	30	Firm change	Other
PNC WEALTH MANAGEMENT	NATIONAL WEALTH MANAGEMENT GROUP, LLC	Oct 28, 2015	Oct 23, 2015	-5	Firm change	Other

Relationships

Registered with (3)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Nov 23, 2016 to presentfactForm ADV
→ NATIONAL WEALTH MANAGEMENT GROUP, LLCRegistered adviserregistration: previous registration
Oct 23, 2015 to Oct 24, 2016factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Sep 12, 2011 to Oct 28, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3a2faaff-f3c6-192c-d196-c7a4b22a9cfe
First observed: Sep 12, 2011
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JASON EDWARD MOORE

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

DAYTON, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3a2faaff-f3c6-192c-d196-c7a4b22a9cfe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:18 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Bd affiliated wealth

Nov 23, 2016

n/a

yes

DAYTON, OH

Current employment

NATIONAL WEALTH MANAGEMENT GROUP, LLC

Independent wealth

Oct 23, 2015

Oct 24, 2016

CINCINNATI, OH

Previous registration

PNC WEALTH MANAGEMENT

Bd affiliated wealth

Sep 12, 2011

Oct 28, 2015

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

NATIONAL WEALTH MANAGEMENT GROUP, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Oct 24, 2016

Nov 23, 2016

Firm change

Other

PNC WEALTH MANAGEMENT

NATIONAL WEALTH MANAGEMENT GROUP, LLC

Oct 28, 2015

Oct 23, 2015

-5

Firm change

Other