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J••••••• J•••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

J••••••• J•••• D••••

Advisor at F•••• C••••••• I••••••• S•••••••• I•••

Phoenix, AZ | Raleigh, NC

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Search this name across graphsid dfx:ria:3a30b118-9cb0-c881-2c7a-ce1996b5842b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 7, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• C••••••• I••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 25, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• C••••••• I••••••• S•••••••• I•••	Bd affiliated wealth	Nov 16, 2023	n/a	yes	Raleigh, NC\|Phoenix, AZ	Current employment
B••••••• I••••••••• S•••••••• I••• •••••	Former SEC adviser	Jul 14, 2014	Aug 24, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• I••••••••• S•••••••• I••• •••••	F•••• C••••••• I••••••• S•••••••• I•••	Aug 24, 2023	Nov 16, 2023	84	Firm change	Ibd to ibd
S••••••••• A•••••• A•••••••• I•••	B••••••• I••••••••• S•••••••• I••• •••••	Jul 9, 2014

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
29357:44430:NE:2023-08-24	Aug 24, 2023	Nov 16, 2023	OMAHA, NE	Firm change

Relationships

Registered with (3)

→ F•••• C••••••• I••••••• S•••••••• I•••Registered adviserregistration: current employment
Nov 16, 2023 to presentfactForm ADV
→ B••••••• I••••••••• S•••••••• I••• •••••Registered adviserregistration: previous registration
Jul 14, 2014 to Aug 24, 2023factForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Dec 7, 2005 to Jul 9, 2014factForm ADV

Dated events

Occurred
Aug 24, 2023
Advisor changed firm
J••••••• J•••• D•••• left B••••••• I••••••••• S•••••••• I••• ••••• for F•••• C••••••• I••••••• S•••••••• I••• (registered 2023-11-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3a30b118-9cb0-c881-2c7a-ce1996b5842b
First observed: Dec 7, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.