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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

RODNEY TRACEY FLANNERY

Advisor at SOUDERS FINANCIAL ADVISORS, LLC

CINCINNATI, OH | Columbus, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3a376a08-c602-4404-1a0c-5a35fa5fc992

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 23, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SOUDERS FINANCIAL ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66
First exam: May 4, 2012
First registration: Jan 23, 2009
Dual registered: yes, broker-dealer
Other names: ROD FLANNERY
IAPD individual key: 5591098

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SOUDERS FINANCIAL ADVISORS, LLC	Independent wealth	Aug 25, 2019	n/a	yes	Columbus, OH\|CINCINNATI, OH	Current employment
ADVANTAGE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jul 24, 2012	Aug 20, 2019	no	COLUMBUS, OH	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Jul 6, 2010	Jul 31, 2012	no	DUBLIN, OH	Previous registration
AMERITAS ADVISORY SERVICES	Former SEC adviser	Jan 23, 2009	Jul 12, 2010	no	WESTERVILLE, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVANTAGE INVESTMENT MANAGEMENT, LLC	SOUDERS FINANCIAL ADVISORS, LLC	Aug 20, 2019	Aug 25, 2019	5	Firm change	RIA to RIA
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	ADVANTAGE INVESTMENT MANAGEMENT, LLC	Jul 31, 2012	Jul 24, 2012	-7	Firm change	Other
AMERITAS ADVISORY SERVICES	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Jul 12, 2010	Jul 6, 2010	-6	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
146236:296780:OH:2019-08-20	Aug 20, 2019	Aug 25, 2019	COLUMBUS, OH	Firm change

Relationships

Registered with (4)

→ SOUDERS FINANCIAL ADVISORS, LLCRegistered adviserregistration: current employment
Aug 25, 2019 to presentfactForm ADV
→ ADVANTAGE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 24, 2012 to Aug 20, 2019factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Jul 6, 2010 to Jul 31, 2012factForm ADV
→ AMERITAS ADVISORY SERVICESRegistered adviserregistration: previous registration
Jan 23, 2009 to Jul 12, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3a376a08-c602-4404-1a0c-5a35fa5fc992
First observed: Jan 23, 2009
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RODNEY TRACEY FLANNERY

Advisor at SOUDERS FINANCIAL ADVISORS, LLC

CINCINNATI, OH | Columbus, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3a376a08-c602-4404-1a0c-5a35fa5fc992

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:19 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

SOUDERS FINANCIAL ADVISORS, LLC

Independent wealth

Aug 25, 2019

n/a

yes

Columbus, OH|CINCINNATI, OH

Current employment

ADVANTAGE INVESTMENT MANAGEMENT, LLC

Former SEC adviser

Jul 24, 2012

Aug 20, 2019

COLUMBUS, OH

Previous registration

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Former SEC adviser

Jul 6, 2010

Jul 31, 2012

DUBLIN, OH

Previous registration

AMERITAS ADVISORY SERVICES

Former SEC adviser

Jan 23, 2009

Jul 12, 2010

WESTERVILLE, OH

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

ADVANTAGE INVESTMENT MANAGEMENT, LLC

SOUDERS FINANCIAL ADVISORS, LLC

Aug 20, 2019

Aug 25, 2019

Firm change

RIA to RIA

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

ADVANTAGE INVESTMENT MANAGEMENT, LLC

Jul 31, 2012

Jul 24, 2012

-7

Firm change

Other

AMERITAS ADVISORY SERVICES

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Jul 12, 2010

Jul 6, 2010

-6

Firm change

Other

Team

Left

Joined

From

Kind

146236:296780:OH:2019-08-20

Aug 20, 2019

Aug 25, 2019

COLUMBUS, OH

Firm change