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Advisor at SIMPLICITY WEALTH
SUMMIT, NJ | Bloomington, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SIMPLICITY WEALTH | Mixed wealth | May 27, 2026 | n/a | yes | SUMMIT, NJ|Bloomington, MN | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Sep 11, 2025 | Jan 30, 2026 | no | Birmingham, AL|Eagle, ID | Previous registration |
| TLG ADVISORS, INC. | Bd affiliated wealth | Feb 3, 2020 | Sep 20, 2024 | no | Boise, ID|SUMMIT, NJ | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | May 12, 2009 | Jan 15, 2020 | no | SEATTLE, WA|Seattle, WA | Previous registration |
| WAMU INVESTMENTS, INC. | n/a | May 25, 2007 | Apr 23, 2009 | no | SEATTLE, WA|SILVERDALE, WA|BREMERTON, WA|BREMERTON, WA | Previous registration |
| HORNOR, TOWNSEND & KENT, LLC | Independent wealth | Jun 5, 2006 | Feb 1, 2007 | no | BELLEVUE, WA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Sep 13, 2005 | May 15, 2006 | no | SEATTLE, WA|SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | SIMPLICITY WEALTH | Jan 30, 2026 | May 27, 2026 | 117 | Firm change | Ibd to RIA |
| TLG ADVISORS, INC. | OSAIC WEALTH, INC. | Sep 20, 2024 | Sep 11, 2025 | 356 | Firm change | Ibd to ibd |
| AMERIPRISE FINANCIAL SERVICES, LLC | TLG ADVISORS, INC. | Jan 15, 2020 | Feb 3, 2020 | 19 | Firm change | Ibd to ibd |
| WAMU INVESTMENTS, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Apr 23, 2009 | May 12, 2009 | 19 | Firm change | Other |
| HORNOR, TOWNSEND & KENT, LLC | WAMU INVESTMENTS, INC. | Feb 1, 2007 | May 25, 2007 | 113 | Firm change | Other |
| MORGAN STANLEY DW INC. | HORNOR, TOWNSEND & KENT, LLC | May 15, 2006 | Jun 5, 2006 | 21 | Firm change | Other |