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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

MARK WILLIAM HILLS

Advisor at LPL FINANCIAL LLC

MANLIUS, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 9, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 21, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Apr 21, 2006
First registration: May 9, 2006
Dual registered: yes, broker-dealer
Other names: MARK HILLS
IAPD individual key: 5087304

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 29, 2023	n/a	yes	MANLIUS, NY	Current employment
OSAIC ADVISORY SERVICES, LLC	Bd affiliated wealth	Feb 5, 2016	Dec 1, 2023	no	Manlius, NY\|ATLANTA, GA	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Feb 22, 2010	Feb 26, 2016	no	MANLIUS, NY	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Mar 18, 2010	no	Syracuse, NY	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	SYRACUSE, NY	Previous registration
MORGAN STANLEY DW INC.	n/a	May 9, 2006	Apr 2, 2007	no	SYRACUSE, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC ADVISORY SERVICES, LLC	LPL FINANCIAL LLC	Dec 1, 2023	Nov 29, 2023	-2	Firm change	Ibd to ibd
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	OSAIC ADVISORY SERVICES, LLC	Feb 26, 2016	Feb 5, 2016	-21	Firm change	Other
MORGAN STANLEY	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Mar 18, 2010	Feb 22, 2010	-24	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
171070:6413:GA:2023-12-01	Dec 1, 2023	Nov 29, 2023	ATLANTA, GA	Firm change

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Nov 29, 2023 to presentfactForm ADV
→ OSAIC ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Feb 5, 2016 to Dec 1, 2023factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Feb 22, 2010 to Feb 26, 2016factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Mar 18, 2010factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
May 9, 2006 to Apr 2, 2007factForm ADV

Dated events

Occurred
Dec 1, 2023
Advisor changed firm
Mark William Hills left Osaic Advisory Services, Llc for Lpl Financial Llc (registered 2023-11-29)
Form ADVobserved 4 days ago