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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM none

ASHFIELD CAPITAL PARTNERS

ASHFIELD CAPITAL PARTNERS, LLC, CRD 142580

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3a656361-bd6f-4c69-85e4-ebc79fd00e6d

Data as of Mar 28, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 7
On other graphs: 0
Observed: Mar 30, 2012 to Mar 28, 2024
37 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office
Individual clients: 0
High net worth clients: 0
SEC number: 801-67426
CIK: 1398103
CRD: 142580
Filings on the tape: 37
First filed: Mar 30, 2012
Latest filed: Mar 28, 2024
Organised: Limited Liability Company, Delaware
Website: ashfield.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ASHFIELD ALL-CAP GLOBAL GROWTH FUND LP	Hedge Fund	$2.1M	May 27, 2016	15	Oct 31, 2014	dropped	021-223484

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ACO PARTNERS LLC	100% CLASS A INTERESTS IN ASHFIELD CAPITAL PARTNERS, LLC	E	yes	12/2012	Feb 26, 2013	Mar 28, 2024
FADRHONC, ADRIAN, RICHARD	CHIEF COMPLIANCE OFFICER	Na	yes	12/2017	Jan 16, 2018	Mar 28, 2024
JOHNSON, PETER, ANTHONY	Shareholder	D	yes	12/2016	Oct 31, 2014	Mar 28, 2024
JOHNSON, PETER, ANTHONY	Ceo	Na	yes	05/2017	Oct 31, 2014	Mar 28, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 28, 2024	n/a	n/a	0	0	0	n/a	n/a
2022	Mar 30, 2023	n/a	n/a	0	0	0	n/a	n/a
2021	Mar 30, 2022	$1.9B	$1.9B	12	6	0	n/a	n/a
2020	Mar 30, 2021	$1.5B	$1.5B	11	6	0	n/a	n/a
2019	Mar 26, 2020	$1.2B	$1.2B	12	7	0	n/a	n/a
2018	Mar 22, 2019	$967M	$967M	11	6	0	n/a	n/a
2017	Mar 29, 2018	$1.0B	$1.0B	11	5	0	n/a	n/a
2016	Mar 15, 2017	$1.4B	$1.1B	15	7	n/a	n/a	n/a
2015	Mar 11, 2016	$2.0B	$1.6B	19	9	n/a	1	$2.1M
2014	Mar 24, 2015	$2.7B	$2.1B	26	12	n/a	1	$2.3M
2013	Mar 18, 2014	$2.9B	$2.1B	30	12	n/a	n/a	n/a
2012	Jan 28, 2013	$3.4B	$2.6B	31	11	n/a	n/a	n/a
2011	Mar 30, 2012	$3.4B	$2.7B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	n/a	n/a	n/a	$1.5B	n/a	0	0	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CERITY PARTNERS LLC	3	Jan 13, 2023	Jan 1, 2025	SAN FRANCISCO, CA	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (3)

← JOHNSON, PETER, ANTHONYOwnerSHAREHOLDER, ownership code D, individual
Oct 31, 2014 to presentfactForm ADV
← FADRHONC, ADRIAN, RICHARDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 16, 2018 to presentfactForm ADV
← ACO PARTNERS LLCOwner100% CLASS A INTERESTS IN ASHFIELD CAPITAL PARTNERS, LLC, ownership code E, domestic entity
Feb 26, 2013 to presentfactForm ADV

Affiliated with (1)

← OLD MUTUAL CAPITALRegistered adviserother investment adviser, common control
factForm ADV

Moved with (1)

→ CERITY PARTNERS LLCRegistered adviser3 advisors, firm absorbed, same day
Jan 13, 2023 to Jan 1, 2025factForm ADV

Registered with (5)

← PETER ANTHONY JOHNSONAdvisorregistration: previous registration
Feb 4, 2008 to Jan 13, 2023factForm ADV
← LYMAN DOMNING HOWARDAdvisorregistration: previous registration
Mar 18, 2014 to Jan 13, 2023factForm ADV
← ADRIAN RICHARD FADRHONCAdvisorregistration: previous registration
Aug 1, 2013 to Jan 13, 2023factForm ADV
← Marc William LiebermanAdvisorregistration: previous registration
Feb 4, 2008 to Apr 4, 2017factForm ADV
← CHRISTOPHER MARC BERTINELLIAdvisorregistration: previous registration
Feb 25, 2011 to Sep 29, 2011factForm ADV

Advises (1)

→ ASHFIELD ALL-CAP GLOBAL GROWTH FUND LPPrivate fundHedge Fund, IA, no longer reported
Oct 31, 2014 to May 27, 2016factForm ADV

Dated events

Occurred
May 2, 2025
Left the SEC roster
Ashfield Capital Partners no longer on the SEC adviser roster (last listed 2025-03-06)
Form ADVobserved 4 days ago
0 USD_RAUM
Occurred
Jan 13, 2023
Firm absorbed
Ashfield Capital Partners's advisors moved to Cerity Partners LLC (San Francisco, CA): 3 of 3 registered, on the same day
Form ADVobserved 3 days ago
3 advisors
Occurred
Jan 13, 2023
Advisor changed firm
Adrian Richard Fadrhonc left Ashfield Capital Partners for Cerity Partners Llc (registered 2025-01-01)
Form ADVobserved 4 days ago
Occurred
Jan 13, 2023
Advisor changed firm
Peter Anthony Johnson left Ashfield Capital Partners for Cerity Partners Llc (registered 2023-01-05)
Form ADVobserved 4 days ago
Occurred
Jan 13, 2023
Advisor changed firm
Lyman Domning Howard left Ashfield Capital Partners for Cerity Partners Llc (registered 2023-01-05)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2022
Regulatory AUM changed
Ashfield Capital Partners reported RAUM $1.9B, up 25% from $1.5B (2021-03-31 to 2022-03-30)
Form ADVobserved 4 days ago
$377M
Occurred
Jul 28, 2020
Control person left
Stephen James Lauck (Chairman, Cio And Portfolio Manager) no longer on Schedule A of Ashfield Capital Partners (listed 2020-06-29, absent 2020-07-28)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3a656361-bd6f-4c69-85e4-ebc79fd00e6d
First observed: Mar 30, 2012
Last observed: Mar 28, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ASHFIELD CAPITAL PARTNERS

ASHFIELD CAPITAL PARTNERS, LLC, CRD 142580

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3a656361-bd6f-4c69-85e4-ebc79fd00e6d

Data as of Mar 28, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:50 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ASHFIELD ALL-CAP GLOBAL GROWTH FUND LP

Hedge Fund

$2.1M

May 27, 2016

Oct 31, 2014

dropped

021-223484

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ACO PARTNERS LLC

100% CLASS A INTERESTS IN ASHFIELD CAPITAL PARTNERS, LLC

yes

12/2012

Feb 26, 2013

Mar 28, 2024

FADRHONC, ADRIAN, RICHARD

CHIEF COMPLIANCE OFFICER

yes

12/2017

Jan 16, 2018

Mar 28, 2024

JOHNSON, PETER, ANTHONY

Shareholder

yes

12/2016

Oct 31, 2014

Mar 28, 2024

JOHNSON, PETER, ANTHONY

Ceo

yes

05/2017

Oct 31, 2014

Mar 28, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 28, 2024

n/a

2022

Mar 30, 2023

n/a

2021

Mar 30, 2022

$1.9B

n/a

2020

Mar 30, 2021

$1.5B

n/a

2019

Mar 26, 2020

$1.2B

n/a

2018

Mar 22, 2019

$967M

n/a

2017

Mar 29, 2018

$1.0B

n/a

2016

Mar 15, 2017

$1.4B

$1.1B

n/a

2015

Mar 11, 2016

$2.0B

$1.6B

n/a

$2.1M

2014

Mar 24, 2015

$2.7B

$2.1B

n/a

$2.3M

2013

Mar 18, 2014

$2.9B

$2.1B

n/a

2012

Jan 28, 2013

$3.4B

$2.6B

n/a

2011

Mar 30, 2012

$3.4B

$2.7B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

n/a

$1.5B

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CERITY PARTNERS LLC

Jan 13, 2023

Jan 1, 2025

SAN FRANCISCO, CA

Firm absorbed

RIA to RIA

100.0%